Vying for Sovereignty: Exchange, Negotiation, Law

The books under review here all concern power, its loss and its consolidation. They each take as their subject relations between indigenous populations and European colonizers. Zamumo’s Gifts focuses on material exchange,Revolutionary Negotiations on the political culture of diplomacy more broadly, and Settler’s Sovereignty on law and jurisdiction. They each share an abiding interest in issues of sovereignty—its meanings, its practices, and its theorization.

In Zamumo’s Gifts: Indian-European Exchange in the Colonial Southeast, Joseph M. Hall Jr. ambitiously traces the importance of gifts and trade to the exchange networks in what is now the southeastern United States. Hall takes his title from an encounter between a Native leader, Zamumo of Altahama, and a large party lead by Hernando de Soto. As that title announces, Hall offers an analysis that foregrounds Indian protagonists and practices as he convincingly argues that for much of the period we have come to call colonial, “Indians continued to insist on practices that were both older than and distinct from European logics of the market” (5).

Hall begins his book by introducing his readers to Zamumo in the spring of 1540 in the Oconee Valley (today’s central Georgia), aware of a party of foreigners a two-day’s journey away. The view from the mound atop his township included the homes, fields, and granaries of his followers, together comprising the largest town in the river valley. As Hall describes the panorama, he also describes Zamumo’s power and its limits, the world beyond Altahama, and the proximity of Ocute, a more prominent chief. The view also afforded Zamumo sight of the approaching group of strangely armed men, the absence of women potentially signaling aversion to peace.

Drawing on Spanish chronicles, Hall describes the objects exchanged and makes clear that at first meeting Zamumo and de Soto are already familiar enough with each other’s expectations to engage in meaningful gift exchange. De Soto and his party receive food and an offering left unspecified in the record. In turn, Zamumo receives a single silver feather. Hall’s interpretative feat is to unpack the spiritual and cultural meanings of the feather and its place in the local cosmology: a powerful symbol of lightness, purity, and power; originating from creatures of the sky (or the heavens); and recalling bird effigies that decorated the headdresses and graves of Zamumo’s predecessors.

The chronicles record that Zamumo asked de Soto whether he should offer him the tribute he usually sent to Ocute and note this moment as one of submission. Hall, however, reads the same moment and supplies a less transparent account: Zamumo performs a kind of subservience motivated by the hope that de Soto and Ocute would vie for his friendship and in so doing leverages his position. Gifts thus emerge as objects of power that foster and seal human relationships. This initial sketch fills in effectively over the pages of the introduction and intermittently over the course of a well-researched and beautifully written book. We gradually come to learn more about the world Zamumo occupies and shares, about its past and future.

In order to provide a long history of the politics of Mississippian exchange, Zamumo’s Gifts takes readers back to 950 C.E., about 600 years before Zamumo’s encounter with de Soto. The book ends by taking measure of the eighteenth-century re-calibrations necessary after the Yamasee War (1715-17), particularly the rise of the Creek nation. One of the volume’s particular contributions is to provide a history of what other scholars have called “the forgotten century,” the slightly documented and understudied period between the mid-sixteenth and late seventeenth centuries. Zamumo’s Gifts remains engaging and does not become unwieldy in part because the book is firmly grounded in a particular geographic territory, but also because the exchange of gifts between Zamumo and de Soto remains a touchstone and an emblem. That anecdote anchors Hall’s study of the material exchanges between and among native peoples and the Spanish, French and English in the piedmont region of Georgia and Alabama and in the colonies of Florida, Louisiana, and Carolina. Hall illuminates the southeast as a place shaped more profoundly by exchange than by warfare and slave raiding.

Rather than a story of growing dependence or acquiescence, Hall stresses instead Indian agency, autonomy and a continuity of cultural practice. Relying on archeological evidence to examine exchange during the pre-contact era ending at about 1500, Hall reconstructs webs of social connection that privilege bonds between giver and receiver over profit or particular commodities. Drawing from Marcel Mauss’ theoretical model of gift giving in which social networks are formed and structured by exchange, the trade networks which emerged did not signal the economic or political subordination of native peoples to Europeans, but rather the integration of Europeans into a political economy ordered by the “spirit of giving” (32). Thus over the course of the sixteenth century, St. Augustine becomes “the center of a new network of exchange that linked [Indian] town squares to the Atlantic outpost” (34). Crucially, this is not a story of stasis or of an older world staving off change. Hall painstakingly demonstrates that the logic of gift exchange and that of trade interpenetrate each other, changing the thinking of all trade partners in the region.

Hall narrates a dynamic history as the Mississippian southeast accommodates the Spanish in the sixteenth century as well as an increase in trade that introduces objects into wide circulation outside the rituals of diplomatic exchange; as it copes with seventeenth century English-sponsored slave raiders from the north through intertown alliances created to safeguard security and autonomy; and as communities reorganize after the Yamasee War into a new multilateral order by which towns reassert autonomy and prevent the Spanish, English, and French from enjoying any distinct advantage in the region. He also offers an account of the emergence and rise of talwas (Indian towns); of the talwa as the locus of cultural identity and cohesion; and of the networks of alliance and trade that interconnected towns across and beyond the southeast. Gift exchange linked southeastern Indian towns to each other (creating “bonds that held their town together” and “in turn influenced exchanges between towns”) and native peoples to Europeans (22). The maps of the region that Hall provides as the narratives proceeds chronologically are invaluable, as is a glossary of place names that often delineates the groups of towns that form confederations better known as the Choctaw, Creek, Cherokee, Chickasaw, or Catawba.

Joseph M. Hall Jr., Zamumo's Gifts: Indian-European Exchange in the Colonial Southeast. Philadelphia: University of Pennsylvania Press, 2009. 248 pp., $37.50.
Joseph M. Hall Jr., Zamumo’s Gifts: Indian-European Exchange in the Colonial Southeast. Philadelphia: University of Pennsylvania Press, 2009. 248 pp., $37.50.

 

Zamumo’s Gifts finds a corollary in Kathleen Duval’sNative Ground (2006), though that study focuses on the Arkansas River Valley to the west of the territory Hall investigates. They share a methodology that mines an array of archival, archeological, and anthropological materials, a commitment to placing indigenous people at the center of their narratives, and an emphasis on Indian agency. Hall’s history of the colonial Southeast does not treat Indian history as distinct or something apart from colonial or imperial history. He sustains an elegant and nuanced accounting of the various players in the Southeast who “fashion the fabric of empires” by insisting throughout on trade as a mutual relationship (5).

Hall’s multilateral world becomes Leonard J. Sadosky’s international one—”a variety of sovereign polities” that include Christian Europe, the “Barbary Regencies” of Islamic North Africa, and the indigenous peoples of North America (3). While relations between the United States and North Africa receive only passing mention in the volume that follows, Sadosky reminds us of the traditional divide historians have maintained between European diplomacy and the American Indian diplomacy of the United States. In Revolutionary Negotiations: Indians, Empires, and Diplomats in the Founding of America, Sadosky ambitiously sets out to consider these relations together, announcing that his book is as much about “how the United States came to be” as it is “about how many of the powerful and independent American Indian nations of eastern North America came to be much less than they had once been” (8). He consistently resists any lingering isolationist strains in the historiography of the new nation and its diplomatic relations.

Leonard J. Sadosky, Revolutionary Negotiations: Indians, Empires, and Diplomats in the Founding of America. Charlottesville: University of Virginia Press, 2009. 278 pp., $40.
Leonard J. Sadosky, Revolutionary Negotiations: Indians, Empires, and Diplomats in the Founding of America. Charlottesville: University of Virginia Press, 2009. 278 pp., $40.

There is much to admire in Sadosky’s examination of the international context within which the United States emerges. His work locates itself at the intersection of various kinds of historiographies that include that of U.S. diplomacy, American Indian diplomacy, the law of nations, intellectual history, political history, and political science. It also draws on international relations theory. These influences are evident in the language he employs as he balances the overlapping frameworks that organize relations between “nations,” whether between European states (the Westphalian system), between Indian nations and European empires (the borderlands system), or between the thirteen American states under the Articles of Confederations as well as the states under the U.S. Constitution (the Philadelphian system).

Sadosky takes as a given the Westphalian system (what others have called the international system or the community of nations), and it structures many of his arguments. Sadosky concisely explains that in the wake of the Thirty Year’s War and with the 1648 treaty of Westphalia that formally ends the conflict, early modern European nation-states organized themselves into a system rooted in the inviolability of state sovereignty, in territorial integrity, and in the (legal) equality of states. The Westphalian system encourages cooperation and solutions to conflict through negotiations that would follow a set of rules meant to protect the sovereignty of each state. This legal fiction is at the heart of the law of nations under which all states agree to negotiate with each other as equals regardless of the inequalities of power that do in fact exist. It is in essence a gentleman’s agreement that under pressure risks being abandoned. Challenges to the order imposed by the law of nations thus tend to come in the form of “raison d’état,” which pits self-preservation against the good of the whole.

Sadosky outlines how in the process of colonization in the Americas, Europeans attempt to extend the Westphalian system to govern their putative new domains. When the United States seeks recognition of its new sovereign status, it too seeks a place within the Westphalian system (not its rejection or even reform). When the thirteen American states combine into a union, the result is a subsystem of the Westphalian system. It is a capacious model capable of assimilating a great deal. Sadosky calls differences from the Westphalian model deviations, signaling that he too cedes to the normalizing rhetorical power of the law of nations (7). Yet the terms “the borderlands system,” and “the Philadelphian system” suggest difference as much as affinity. They reflect the resilience of regional customary norms, of divergent ways of understanding sovereignty and power, and of resistance to absorption into a universal model.

Lisa Ford, Settler Sovereignty: Jurisdiction and Indigenous People in America and Australia, 1788-1836. Cambridge: Harvard University Press, 2010. 313 pp., $49.95.
Lisa Ford, Settler Sovereignty: Jurisdiction and Indigenous People in America and Australia, 1788-1836. Cambridge: Harvard University Press, 2010. 313 pp., $49.95.

Sadosky is at his best offering a history of how the “United States are made,” and of the central and in many ways determining role that diplomacy plays in the founding and establishment of the United States and its government. The bulk of the book is dedicated to the process of securing recognition of the federal union as a sovereign member of the community of nation (acceptance into the Westphalian system); to outlining the limitations of the Articles of Confederation in the international context; and to the new solutions and problems posed by the Constitution to the federal union, to the thirteen individual states, and to relations with Europe and Native America. The ways in which sovereignty remains contested and divided between the federal government and each of the individual states is at the fore of Sadosky’s analysis. He does not allow his readers to forget the frailty of the federal union.

The final two chapters take up the consequences of U.S. independence for Native American nations in the administrations of Washington and Jefferson particularly. Here, Sadosky amplifies and refines the claims he makes in the introduction, that as the United States sought acceptance into the Westphalian system, the U.S. also sought the exclusion of Native American nations from it, desiring an end to the borderlands system that implicitly recognized the sovereignty of indigenous peoples. The emphasis on the shared, divided, and contested sovereignty between the federal and state governments resonates as Sadosky makes clear that in matters concerning relations with the Creeks for example, Georgia commissioners demanded a voice along with that of the federal commissioners, and that each group of commissioners made arguments about with whom the treaty-making prerogative lay (171). Commerce and consumption of “European goods and American Indian lands” come to dominate the diplomacy of the Jefferson administration after the Louisiana Purchase and the incorporation of the Mississippi River. Proposals for programs of voluntary Indian removal (“exchange of territory”) begin to emerge, giving the history Sadosky tells a sense of regrettable inevitability (192).

Revolutionary Negotiations begins in 1729 with an anecdote about a Cherokee village chief made “Emperor of the Cherokee” by Sir Alexander Cunning, a minor Scots nobleman who proceeds with no formal authority in the province of South Carolina (13). It ends with an epilogue entitled “The Cherokee Lawyer,” about the Baltimore attorney William Wirt, perhaps best known as federal prosecutor in Aaron Burr’s 1807 treason trial, hired by the Cherokee to defend their nation’s sovereignty in Cherokee Nation v. Georgia (1831). That trial resulted in the Supreme Court decision designating the Cherokee nation a “domestic dependent nation,” stripping it of legal status as a foreign state. Key in the developing relations between the Cherokee and those who settled among them, both are episodes filled with indigenous actors. Yet, in this account they remain animated by dramatic personae neither of whom is Cherokee.

Sadosky investigates diplomacy in the twilight of the imperial world that Daniel Richter’s Facing East from Indian Country convincingly demonstrated made “the coexistence of Indians and European colonials possible” on the North American continent. Lisa Ford’s Settler Sovereignty: Jurisdiction and Indigenous People in America and Australia, 1788-1836, covers, in part, similar historical territory. Ford’s emphasis, however, is comparative, focusing on settlers in the state of Georgia and the British colony of New South Wales in Australia. Such comparative work is still relatively rare. Ford offers a parallel analysis of these two disparate places and a novel model for thinking about Anglophone settler colonies.

Acknowledging distinctions between Georgia and New South Wales, Ford narrows in on their striking similarities as she argues for a new form and practice of sovereignty that emerges in both places at about the same time. Before 1830, settlers in both places accepted the persistence of customary law that had evolved through the kinds of negotiations and exchanges described by Hall and Sadosky. After legal cases in 1830 and 1836, settler (local) authorities asserted a new jurisdiction, over space rather than subjects, which circumvents and denies native sovereignty. In this account the law trumps diplomacy and becomes a mechanism for dispossession. It also weakens the authority that the nation or federal government, in the case of Georgia, or the British empire in the case of New South Wales, exercises over distant settlers and quickens the pace of territorial expansion.

The term “perfect settler sovereignty” describes the condition in which states exercise jurisdictional control over all peoples living within a defined territory. It effectively ends the possibility of a middle ground, legal or otherwise, that the first half of the book describes by making it difficult for federal or imperial mediation between settlers and indigenous peoples. The moment arrives definitively in 1830 when a convention of judges in Georgia ruled that George Tassell could be tried and executed by the state for the murder “of another Cherokee on Cherokee land within the territorial boundaries of Georgia” (1).

Ford’s great contribution to settler studies and to early American studies is to reconstruct the moment in which sovereignty is re-imagined through a redefinition of acts of indigenous violence as crime, and a strict delineation of jurisdiction (sites of legal authority) within territorial boundaries. The first part of Settler Sovereignty describes the plurality that presided into the nineteenth century in both locales. Incidents of violence were subject first to shared codes of reciprocity and retaliation. The most egregious acts of violence were resolved, when they could be resolved, through diplomacy. Tensions increased between the state of Georgia and the federal government, and between officials in London and in Sydney, over sovereignty and jurisdiction. By the 1820s and ’30s, local courts increasingly treated indigenous theft and violence as crime and not, as it were, as a diplomatic incident.

Ford’s innovative study, like Sadosky’s, is richly archival and skillfully wields the evidence she finds about settler communities in Georgia and New South Wales in order to examine their intensely local histories. The book’s much more encompassing subtitle, “Jurisdiction and Indigenous People in America and Australia,” however, encourages generalization from the local to the whole, an extrapolation that seems unwarranted. Settler Sovereignty,a predominantly legal story, and Revolutionary Negotiations, Sadosky’s more traditional diplomatic history, complement each other well. William Wirt, Sadosky’s Cherokee lawyer, is in fact the attorney who takes up George Tassell’s appeal in 1830. Ford’s story does not simply pick up where Sadosky’s ends. In many ways Sadosky’s study provides an expansive context to Ford’s tightly disciplined assessment of the law as an exercise of power. In order to convey a sense of what his diplomats were compelled to negotiate, Sadosky must take measure of geopolitics, of economic demands, and of the explosive demographic shifts that drove the confiscation of land, the dispossession of the Indian nations in the southeast and the assault on indigenous rights. When Ford takes full measure of economic, social and geographical factors (in the section “Federal Roads in Indian country”), and when she confronts the brutality of colonialism and its simultaneous recourse to the law and to violence (in, for example, the killing of two aboriginal boys by a local constable in the section “Tales of Peril on the Hawkesbury”), her analysis is riveting (67-73; 97-103).

The book’s focus on criminal jurisdiction clarifies the legal contest over sovereignty between the center and peripheries of nations and empires. Her concern with the increasingly prevalent practice of linking sovereignty to jurisdiction and territory, however, obscures spaces outside the courtroom where Indian and indigenous agency and autonomy may have been practiced in Georgia and New South Wales. Indigenous voices appear and are heard in both Ford’s and Sadosky’s accounts, but they seldom control the terms of conversation.

Ford’s careful and rigorous attention to the establishment of settler sovereignty through an aggregation of court cases and legal arguments can blind readers to this moment as transitional. However transformative, such a moment opens as well as closes possibilities, and one wonders about residual and new ways of conceptualizing sovereignty. While the three books under review are each important contributions to overlapping as well as disparate fields, taken together they generate questions and provoke thinking about the category of sovereignty. Ford throws “sovereignty” into relief as crucial to both Sadosky’s and Hall’s work. Revolutionary Negotiations is filled with evidence of the challenges posed by the series of Atlantic revolutions, the French Revolution, and the Napoleonic wars to sovereignty as codified in the law of nations and as practiced and protected within the Westphalian system. Nonetheless, sovereignty as such remains relatively unexamined. Sadosky does provide George III’s assessment of the attributes of sovereignty: a military force; the right to tax; and legislative, executive, and judicial powers (69). The king’s list does not include diplomacy, and it may be that as the putative head of an established state, he takes that power for granted.

Strikingly, the Declaration of Independence is almost solely concerned with diplomatic attributes of sovereignty, as it declares: “that as Free and Independent States, the [United States] have full Power to levy War, conclude Peace, contract Alliances, establish Commerce.” Other facets of sovereignty are summarized as “all other Acts and Things which Independent States may of right do.” Following Jefferson, it is largely sovereignty as a state’s right to practice diplomacy that preoccupies Sadosky. In accounting for the “Foundation of America,” Sadosky productively dwells on the divided and competing claims to sovereignty in need of near constant negotiation between the federal and state governments. It matters less whether that sovereignty reflects dominion over citizen-subjects or territory, as it does for Ford. InRevolutionary Negotiations, the question is less about what sovereignty is, but rather where and with whom it lies.

“Sovereignty” is a word that seldom appears in Zamumo’s Gifts, though Hall is deeply concerned with the exercise of authority and the wielding of power. By my count, “sovereignty” appears three times, twice in quotation. The first quotation is taken from the work of Creek literary scholar Craig Womack, who uses the term in relation to creation stories. Womack contends that by telling their own history, Creeks “are setting themselves apart as a nation of people with distinct worldviews that deserve to be taken seriously. This is an important exercise of sovereignty” (31). It is this sense that Hall echoes in his final paragraph where he asserts the “indomitable autonomy of the talwas, clans, and the larger Creek nation,” explaining that though the “Creek remain colonized, they are still capable of exchanging stories. This exchange, and the sovereignty it asserts, is perhaps Zamumo’s greatest gift” (171). Unremarked, but deserving of further reflection, is the redefinition presented here of sovereignty (or rather the refinement of sovereignty) as self-determination. Sovereignty comes to mean the power to insist on an alternate point of view disseminated through the exchange of stories.

More broadly still, the rich archives excavated by Hall, Sadosky, and Ford might be fruitfully read alongside the recent critical work that responds to or takes up philosopher Giorgio Agamben’s writing on sovereignty and biopolitics. Of these works, Mark Rifkin’s essay “Indigenizing Agamben: Rethinking Sovereignty in Light of the ‘Peculiar’ Status of Native Peoples,” is most on point (2009). That sovereignty is the subject, implicitly or explicitly, of such meticulous and imaginative projects promises to provoke our critical and historical conversations in new and probing ways.




The Ink of History

“Skin and Bones: Tattoos in the Life of the American Sailor,” Independence Seaport Museum, Philadelphia. Curator: Craig Bruns. Reviewed at Mystic Seaport: The Museum of America and the Sea, Mystic, Connecticut.

To escape the overwhelming heat of Tidewater Virginia in late May 1862, the crewmen aboard the USS Monitorwent swimming. It was in moments like these that sailors like George S. Geer could admire their shipmates’ tattoos. Geer, who hailed from the Lower East Side of New York City, was new to the Navy, having enlisted after the start of the Civil War. Since tattoos were uncommon among landlubbers, Geer found these tattoos worth mentioning to his wife back home:

…I wish you could see the bodys of some of these old sailors: they are regular Picture Books. [They] have India Ink pricked all over their body. One has a Snake coiled around his leg, some have splendid done pieces of Coats of Arms of states, American Flags, and most all have the Crusifiction of Christ on some part of their Body…

No matter what the tattoo expressed, sailors wore their identities and philosophies on their bodies. These ephemeral records amount to a unique if underappreciated collection of American folk art and a window into the lives of a group of well-travelled working-class men.

The “Skin and Bones: Tattoos in the Life of the American Sailor” exhibit celebrates sailors’ decorated bodies from colonial days through the present. The exhibit originated at the Independence Seaport Museum in Philadelphia in 2009, where it was researched by curator Craig Bruns. Mystic Seaport picked up the exhibit, which contains a rich collection of tools, photographs, drawings, flash (tattoo art), and other artifacts. “Skin and Bones” invites visitors to contemplate what tattoos meant to the sailors who made the decision to use their skin as a canvas.

"Skin and Bones: Tattoos in the Life of the American Sailor," Independence Seaport Museum, Philadelphia. Curator: Craig Bruns. Reviewed at Mystic Seaport: The Museum of America and the Sea, Mystic, Connecticut.
“Skin and Bones: Tattoos in the Life of the American Sailor,” Independence Seaport Museum, Philadelphia. Curator: Craig Bruns. Reviewed at Mystic Seaport: The Museum of America and the Sea, Mystic, Connecticut.

While sailors’ memoirs are relatively rare, their tattoos provide a way to understand their lives, beliefs, and identities. Their bodies were their records. In the late eighteenth and early nineteenth centuries, tattoos were as much about self-expression as they were about having a unique way to identify a sailor’s body should he be lost at sea or impressed by the British navy. The best source for early American tattoos is the protection papers issued following a 1796 congressional act to safeguard American seamen from impressment. These proto-passports catalogued tattoos alongside birthmarks, scars, race, and height. Using simple techniques and tools, tattoo artists in the early republic typically worked on board ships using anything available as pigments, even gunpowder and urine. Men marked their arms and hands with initials of themselves and loved ones, significant dates, symbols of the seafaring life, liberty poles, crucifixes, and other symbols.

The difficulty with this historical source, of course, is that unless it was replicated in a painting, drawing, or photograph, the tattoo was buried with the sailor. As folk art, tattoos are intrinsically ephemeral. The “Skin and Bones” exhibit works creatively to get around this issue by substituting other sailor crafts and artifacts when images of the original tattoos are not available. Alongside the eighteenth- and nineteenth-century protection papers are scrimshaw, wooden boxes, and linen badges whose artwork likely resembled the tattoos. Flash books, cataloguing a tattoo artist’s collection of images, and photographs make it easier to represent the tattoos of the late nineteenth and twentieth centuries. The exhibit has some of the oldest flash books from the turn of the twentieth century on display, by the artists C.H. Fellowes and C.V. Brownell. While the original flash books are kept in a protective case, the exhibit has reproductions for visitors to thumb through and get a sense of the range of images available to sailors, from the patriotic to the downright bawdy.

A big turning point for tattoos came in 1891 with Samuel O’Reilly’s invention of the electric tattoo machine. Not only was the process made less painful but designs could be more elaborate. This is evident in sailors’ tattoos commemorating the Spanish-American War, which included amazingly detailed depictions of the explosion of the USS Maine. Many sailors who participated in the 1898 Battle of Manila Bay also tattooed likenesses of Commodore George Dewey and the USS Olympia on their bodies. This tradition of honoring battles continued through the World Wars. As tattoos became widespread among recruits, they also entered mainstream culture and gained broader meaning and appeal. The tattoos that adorn today’s inked Americans can trace their roots back to the well-traveled sailors who were likewise struggling to express their identity and mark their kinship to others.

The tattoos that decorated sailors carried many messages. They could be superstitious, such as the chicken and pigs on sailors’ feet that kept them from drowning (livestock typically survived shipwrecks), or commemorative of milestones, such as crossing the equator or traveling 5,000 miles. Certain tattoos were badges of honor, and a sailor who got a tattoo prematurely could face reprimand from shipmates. Tattoos also expressed sailors’ pride in their career and a unity with fellow seamen. They indicated worldliness, honored loved ones at home and friends onboard, paid tribute to religions, and symbolized masculinity. The exhibit does a great job of cataloguing the different meanings sailors gave to tattoos in the twentieth and twenty-first centuries, with written explanations and a documentary, but more could have been done to look back and see how these meanings have changed from the early republic through the present.

The “Skin and Bones” exhibit has the ability to draw in a broad audience—from those fascinated with early maritime or social history to tattoo enthusiasts who might be interested in seeing vintage designs. The exhibit is family friendly, incorporating a virtual tattoo booth, where an artist explains the significance of the visitor’s selection while the image is projected onto their hand, and a chance to draw your own tattoo on a sailor cut-out. Though the exhibit was born in Philadelphia, the Mystic Seaport iteration incorporates the work of local Connecticut tattoo artists in a constantly looping slideshow. Unfortunately, the slideshow’s placement is lost amidst the nineteenth-century materials, breaking up the otherwise chronological narrative of the layout.

More than anything else, the modestly sized “Skin and Bones” exhibit gives visitors a taste of the vast and underappreciated epidermal archive. The exhibit’s mere existence is evidence that tattoos’ status is rising in American culture. No longer sideshow oddities, they can now be found in the exhibition halls of respected museums. This is an exhibit for anyone interested in American folk art, tattoos, and the lives and culture of sailors.

Editor’s Note: Although the exhibit has closed, interested readers might wish to consult the catalogue, Skin & Bones—Tattoos in the Life of the American Sailor, which contains most of the images from the exhibit along with the complete exhibit text, and supplemental essays and interviews. Skin & Bones—Tattoos in the Life of the American Sailor is available through the Museum Shop at Independence Seaport Museum, 215-413-8615 orcneapolitan@phillyseaport.org




New Terrains

How did Americans look at one another in the years after the Revolution and on into the antebellum era? What were they trying to see? Or again: How did Americans furnish their houses during these years? How did the objects they placed in their rooms and on their walls actually express and shape how Americans understood themselves? These can seem subtle questions, inviting us to explore the young and maturing Republic less in terms of formal institutions, electoral politics, and overt conflicts than through what might be characterized as textures of history. But explored sensitively, textures can have wide implications and disclose vital meanings. And two recent studies go some way to demonstrate that grappling with visual discernment and the process of filling homes can in truth tell us something important about what was happening in this time of national origination and consolidation. It can open new historical terrains.

Christopher Lukasik, the author of one of these studies, tells a story that falls into two parts. He is concerned, first, with the “culture of appearance” in the immediate aftermath of America’s break from Britain. More specifically, he is concerned in this portion of his book with an emergent distress among the standing elite of the freshly forged United States over indications that individuals lacking established wealth and distinguished family ties were using mere performances of “civility” (11) to claim elevated positions. Amid the interrogations of authority and status kicked up by the struggle for independence, those accustomed to reckon themselves atop the social order grew alarmed that “distinction” was being asserted simply by deploying the “cultural capital” (74) of, say, the costumes and manners of eminence. He also argues that such alarm prompted recourse to the doctrines of physiognomy developed by the Swiss minister and scientific writer Johann Caspar Lavater. It prompted, that is, a strategy of observation aimed at detecting the fundamental, unchanging, and hence incontestably reliable indicators of worthfulness registered in cheeks and chins, foreheads and noses. One looked at others to see the truth of faces.

Fig. 1. Profiles of George Washington (left) and Benjamin Franklin, published in The Columbian Magazine (March 1788) and supposedly demonstrating physiognomic signs of distinguished character. (Lukasik, Discerning Characters, p. 139.)
Fig. 1. Profiles of George Washington (left) and Benjamin Franklin, published in The Columbian Magazine (March 1788) and supposedly demonstrating physiognomic signs of distinguished character. (Lukasik, Discerning Characters, p. 139.)

Discerning Characters is navigating here in interesting ways among a number of received historical interpretations. Thus, against the notion (advanced, for example, by Gordon Wood) that the Revolution was “radical” precisely because of its pervasive endorsement of equality and fluid opportunity, Lukasik’s discussion underscores that the new nation in fact hosted significant ambivalence toward challenges to fixed rank. Yet he also supplements students of post-Revolutionary America who have remarked on such ambivalence, and even noted attendant cognitive uncertainties and trickeries (like trompe l’oeil paintings) that marked the early national U.S., by underscoring the push-back of physiognomy with its promise of legibility. Lukasik’s early republic is characterized not only by unsettled social and cultural landscapes but also—and more than we have usually appreciated—by reliance on the comforting certainty of faces.

Fig. 2. An example of the rural portraits Jaffee discusses. "Joseph Moore and Family," by Erastus Salisbury Field, oil on canvas (82 3/8 x 93 3/8 in.) (1839). Courtesy of the Museum of Fine Arts, Boston, Massachusetts. (Jaffee, A New Nation of Goods, Plate 8.)
Fig. 2. An example of the rural portraits Jaffee discusses. “Joseph Moore and Family,” by Erastus Salisbury Field, oil on canvas (82 3/8 x 93 3/8 in.) (1839). Courtesy of the Museum of Fine Arts, Boston, Massachusetts. (Jaffee, A New Nation of Goods, Plate 8.)

In practice, though, Lukasik is equally intent in this section of his study on highlighting tensions between discernment based on civil performances and discernment rooted in physiognomy. Because if self-serving performances of civility were common, so were misguided inferences from them. The import of physiognomy thus rested squarely on its role as a contesting corrective to foolishly credulous (because not face-centered) responses to shape-changing arrivistesstrutting across the social scene. Lukasik understands the resulting to-and-fro between physiognomy and alternate modes of discernment as woven throughout the post-Revolutionary culture of appearance. He finds such byplays running through dramas like Royal Tyler’s The Contrast. And they evidently provided background to debates over whether portraits worked best through stressing particularities or general attributes—debates that included insistences that even profiles of faces could in principle disclose character (fig. 1).

Fig. 3. Hitchcock, Alford and Co., roll-top side chair. Courtesy of the Winterthur Museum, Winterthur, Delaware. (Jaffee, A New Nation of Goods, p. 215.)
Fig. 3. Hitchcock, Alford and Co., roll-top side chair. Courtesy of the Winterthur Museum, Winterthur, Delaware. (Jaffee, A New Nation of Goods, p. 215.)

But above all, the jockeying between civility and physiognomy unfolded in novels. Lukasik is surely right that novels in the early Republic were very much aboutseeing what was narrated, not least because the narrations were heavy with descriptions of people (and their faces). Indeed, he joins other critics in holding that novels in these years were so oriented toward visuality that reading itself amounted to a kind of spectating (15-16). That said, however, his thesis about the special role of physiognomy leads him to treat the visuality laced into the era’s popular seduction novels as fundamentally an antidote to fraudulent scramblers for higher social position. To Lukasik, these novels, notwithstanding their focus on female victims of villainous men, are ultimately not attacks on patriarchy. Rather, they are defenses of stable prominence. And the defenses they offer turned on physiognomic instruction in how to avoid misperceptions and instead read/see people (especially their faces) accurately enough to detect fake displays of distinction.

For all their elaborate articulations and extensive echoings, however, the dynamics of perception Lukasik ascribes to post-Revolutionary America did not last. Faces remained important. But the second phase of his study, deployed in his last two chapters, takes up a basic change he believes overtook the way appearance was handled, again especially in novels, from the 1820s into the 1850s. He contends that, largely because of steadily mounting cultural democratization, spotting good character shifted from “discerning the visibility of its absence to addressing the invisibility of its presence” (157). Translated, and keying principally to the writings of Cooper and Melville, what this somewhat delphic formulation signals is an evolution from earlier emphases on using faces to spot false claims of distinction to acknowledging that authentic virtue might come in plain wrappers—might involve “the invisible aristocrat” (159) whose fine face is joined to otherwise rough elements of appearance. Yet in the end, Lukasik actually shows Melville taking an additional step.Discerning Characters closes with an extended exegesis ofPierre that has its author questioning the very proposition that engaging faces can have (or ever had) special epistemological value. In Pierre, Lukasik contends, Melville demonstrates the “fallacy” of assuming there existed qualitative advantages to discerning from faces by writing a novel in which problematic consequences arise not just when faces are not studied but even when attempts are made to “read […] character from the face” (187).

It should be apparent that Discerning Characters is a book of both subtlety and ambitious scope. But it is not without limits. Lukasik’s prose can be clunky and repetitive. And his presentation can assume an intricacy that—aside from being hard to summarize in a review—seems at times (at least to this reader) to trip over itself. There are also substantive threads Lukasik leaves dangling. While he mentions in passing the spreading antebellum influence of phrenology, one wishes he had done more to ponder how attending to skulls (instead of faces) affected the culture of appearance. By the same token, Lukasik’s intermittent references to race fall a bit short of explaining precisely how probing faces for underlying good character connected with (or molted into) notions of underlying racial difference.

At another level, Lukasik’s efforts to nest his discussion in the wider visual culture can prompt thoughts of more nestings—can prompt, that is, not criticisms so much as thoughts about how his narrative could have benefited from yet wider framings. So, for instance, the considerable influence of sentiment on how Americans perceived one another between the Revolution and the mid-nineteenth century might have been usefully spliced into his analysis. It might also have been instructive to note that the misappropriations of cultural capital Lukasik maintains were so worrisome to post-Revolutionary elites were not limited, as he implies, to strivers (like Dimple inThe Contrast) trying to crash high society. For there were claims in these years that runaway servants and slaves might “appear […] in dress genteel” just to evade capture.

So too, it would give us a more rounded appreciation of Lukasik’s notion of post-1820 visual patterns if we kept in mind these patterns’ earlier foreshadowings. For it turns out the late 1700s were already familiar with descriptions of “invisible aristocrats” (of eminent figures in plain clothes) and with the belief that faces were hardly the only indicator of admirable character: that “visible signs of … moral purity” in America, as the French visitor Brissot de Warville wrote, “are to be seen everywhere … in the dress of the people, in their houses, and in their churches.” On the other hand, turning matters around, the distinctive changes that didattach to visuality after 1820 might grow clearer if we placed the perceptual struggles found in Melville’s Pierre(and arguably more fully in the same author’s Confidence Man) amidst broader currents buffeting the visual culture of later antebellum decades. For this was when people were evaluated using many visible clues: from faces and skulls to expressions, from clothes and behavior to domestic spaces. But this was equally when in some settings (the Northeast above all), new modes of living and working introduced degrees of skepticism about external appearances well beyond what the early republic had known—and introduced as well efforts to counter such skepticism with newly insistent efforts to dig behind external “looks” to detect “real” truth.

Still, whatever cautions and wider contexts we might propose, Discerning Characters remains an intriguing piece of work, providing innovative and imaginative leverage on how life was experienced and represented (and the relation between experience and representation) from Independence to the mid-nineteenth century. But acknowledging Lukasik’s contribution also leads on to saluting the achievement of David Jaffee’s A New Nation of Goods: the second book under review here and a study that provides its own impressive entry into new historical terrains.

Like Lukasik, Jaffee deals with portraits, including silhouette profiles. For Jaffee, however, the issue is not how (or whether) such images transmitted physiognomic insight about character. The issue is how portraits, in conjunction with an array of certain other artifacts, served to create, in certain locales of early America, a new “material culture”: a “new nation of goods.” Put more concretely, Jaffee’s thesis is that for some seventy years following 1776, up to roughly the 1840s, the rural Northeast (and rural New England especially) was not just a place of farms and scattered cotton and woolen factories—a vista of at best uneven development and at worst stolid backwardness. On the contrary, the northern countryside of this time fairly hummed with getting and making, with swelling acquisition and the production of many different objects.

Remarkable numbers of pictures (especially portraits) were turned out. But so were profusions of artisan-fashioned books, clocks, assorted tables, bureaus, and (especially) chairs. (Jaffee’s interest in what filled houses likely turned him away from an enormous further category of material objects in circulation: clothing.) During the colonial period, only local elites could acquire such items with any frequency. Now, though, they were in many instances sufficiently inexpensive to spread out more widely across northern hinterland society. The result, Jaffee maintains, was a material democratization that “dissolved” the firm markers of pre-Revolutionary gentility while simultaneously fostering the rise of a new, middle class rural “village gentry” and initiating a vibrant (and—in his view—significantly underacknowledged) “Village Enlightenment” (149-50, 83-5, 49).

But this buoyant rustic energy did not last. Like Lukasik (though in a different register), Jaffee posits a decisive change. Taking the emergence of photography as both cause and emblem of transitions in the northern political economy, Jaffee argues that the last two decades of the antebellum period featured a complex medley of developments. On the one hand, more centralized, urban-sited sources of production distributed goods yet more widely (including into the countryside). On the other hand, there arose more rigid social stratifications and a transposition such that artifacts previously vested with “unique stature” now operated mainly as elements of a system. What now took hold, Jaffee writes, was an aesthetic, city-spawned but influential well beyond urban centers, that featured hyper-stuffed interior spaces governed by an unprecedentedly “standardized and commodified design vocabulary” (324-5). The net consequence was that rural makers and consumers of goods, the people responsible for the initial flowering of the Village Enlightenment, were left behind. After 1840 they no longer controlled the material culture they inhabited.

Thus the conceptual arc of Jaffee’s book. But the richness of his presentation deserves equal billing. A New Nation of Goods is a feast. The illustrations—with ten color plates—cover both the paintings and the other items (from books to clocks to chairs) he examines in his text (figs. 2, 3). Moreover, the examination itself is deft and thorough. Jaffee combines the specialized expertise of an antiquarian with the more capacious concerns of an historian. Thus, heeding antiquarian impulses, he recounts precisely how clocks, tables, and chairs were fabricated; he provides biographies of many who did the fabricating; and he traces the provenance of a good number of the resulting artifacts. What’s more, he alerts us to how all this “stuff”—not just paintings but the other items as well—appeared (which is why Jaffee can be placed alongside Lukasik in adding to our understanding of the visual in American history). For objects that were routinely touched, he’s comparably attentive to the tactile, to how they felt in the hand. Yet then, following an historian’s instinct, this micro-perspective is continuously tethered to the overall pattern he evokes: the post-Revolutionary crescendo of production and consumption in the rural North. The result is that the objects he treats not only become (as he must have intended) the real protagonists of his study, but also that these goods are glossed in a manner sufficiently multi-angled to demonstrate how material culture can indeed “enable the social world to happen.” Which in turn, in the specific arena of his investigation, allows him to demonstrate how the goods he examines did in fact “work” to leaven the northern rural milieu generally and register the standing (and expectations) of the post-Revolutionary village gentry particularly (xiv, 45).

Another theme tucked among Jaffee’s pages deserves mention. He repeatedly stresses that the objects he considers are flavored with rural distinctiveness. Numerous centers of hinterland output developed: Walpole, New Hampshire, for books and Gardner and Sterling, Massachusetts, for chairs were examples. Then too, there were shifts in styles. Jaffee remarks a rising taste for vivid color and profuse decoration (for “American Fancy”) that contrasted with more restrained embodiments of the early Village Enlightenment (149, 240). And painters serving the countryside were notably open to deploying new modes of picture-making after exposure to “academic” conventions, or after growing more eager to interpret rather than merely copy their subjects (to become more self-consciously “artists”), or (among women) after building on training in female academies. Still, Jaffee’s point seems to be that notwithstanding diverse locales of production, and despite compositional evolutions and variations, the objects of the rural northeast displayed identifiable rural inflections. In different ways and degrees, they announced their origins. Hence hinterland portraitists proffered flat and plain depictions—the marks of so-called “primitive” imagery— not just because they lacked sophistication but because, whether or not they knew about alternate techniques, they and their customers preferred such likenesses.

So there is, manifestly, much to praise and mull over in A New Nation of Goods. But there are also several topics and issues the book could have brought more fully into play. For one thing, given his focus on household furnishings, it’s curious Jaffee does not give more sustained attention to what domesticity meant in the hinterland Northeast during the years he’s principally investigating. Similarly, it would have been helpful if he had given greater weight to his own documentation of frequent passages between city and countryside. His references to painters and craftsmen moving back and forth between rural and urban locales actually provide material for rethinking how these two spheres functioned together in the early nineteenth century North. Far from contradicting the signature rustic-ness of the goods he’s illuminating, it suggests that a key aspect of this quality was precisely that it existedamid significant contact with cities.

Likewise, it would have strengthened his analysis if he dealt more systematically with the balance between the democratization and economic differentiation he ascribes to the New England countryside before 1840. He evidently wants to find both processes at work. His association of the rising village gentry with the middle class (thus casting this constituency as leading yet not elite) reflects his effort to have it both ways. But there’s probably more to say on this front. While it’s clear enough that widened distributions of goods signaled a material democratization of the northern countryside, the differentiations were also real. The rising village gentry was in some cases as much upper as middling, and in that sense led on quite directly to the heightened stratificationA New Nation of Goods assigns to post-1840 years.

Indeed, the rural production patterns Jaffee describes in such marvelous detail suggest further differentiations implying yet further bridges across the divide between the pre- and post-1840 North. What he records for the earlier period, after all, are manufacturing practices that grew more full-time, distancing those engaged in these activities ever further from farming. And what he’s also describing are practices that not infrequently embraced divisions of labor, or large workshops (sometimes equipped with water- and even steam-powered technologies), or elaborate marketing strategies, or all this together, and all aimed at generating and selling expanding volumes of uniform clocks and chairs. So that the manufacturing he depicts followed a trajectory directed away from both the hinterland’s agricultural core and from artisanal handicrafts. It embraced, or passed quickly into, forms of mass marketing and a full-fledged industrialization not that different from what transpired in contemporary rural textile mills. As such it was manufacturing that demonstrably comprised rural precedents for what Jaffee sees happening after 1840. He preserves the label “middle-class” for the material culture of this later era (324), again presumably to underscore its ongoing democratizing diffusion of goods. But if he had looked back across his own account, he might have concluded that at least part of what drove the aesthetic he sees crystallizing in the 1840s and 1850s—the driving force of centralized production and extensive retailing of standardized goods—was embedded in what went before. He might have concluded that the pre-1840 rural blossoming he celebrates did not so much fade away as substantially anticipate what came after.

There is another topic one wishes Jaffee had addressed more explicitly. The sweep of pre-1840 rustic commerce and production he explores was not without strains and dislocations. Jaffee mentions painters ending penniless and businesses going bust. But consequential tensions—and sometimes outright frictions—were also present as structures and patterns altered in the northern countryside. And so was some fair degree of nostalgic downplaying, even denial, of the changes. Considering the North as a whole during the full Independence-to-Civil-War timeframe, there existed texts and pictures bearing on the Yankee hinterland that expressed a desire for “simpler times” and showed greater reverence for the iconic yeoman farmer than for manufacturers and peddlers. None of this stopped the changes. Yet it would have added a compelling—albeit ironic—coda to his study had Jaffee remarked that responses to his “new nation of goods” included questions, challenges, and some fair degree of looking away. Which then might have raised a provocative connection with Discerning Characters. For if Lukasik chronicles emerging post-1820 appreciations that character was not necessarily perceivable through personal appearances (even, as in Pierre, through faces), Jaffee could have rounded off his volume by noting that change in the New England countryside between 1776-1861 was sometimes not perceived at all.

In the end, though, raising these points scarcely detracts from the quality of David Jaffee’s study. This is a volume that tells us much we did not know about the northern countryside of early America and it gives us reason to place what we thought we knew in new light. Simply put,A New Nation of Goods is likely to alter—importantly—how we comprehend the late eighteenth- and early nineteenth-century rural Northeast. In truth, it issues an implicit challenge to give comparably fresh attention to the material culture of other regions during this same time. It gives us new ways of pondering things and new things to ponder. Which means that, no less thanDiscerning Characters, it very much succeeds in showing us new terrains.


 

Jonathan Prude teaches history and American Studies at Emory University. Among his recent publications is “Images of Want: How the Poor and Hard Times Were, And Were Not, Pictured in America From the Revolution to the Civil War” in Common-Place (April 2010).




The Labor Theory of Empire

In Settlers, Liberty, and Empire, Craig Yirush offers a bracing picture of pre-Revolutionary British North Americans as laborers, rights-bearers, and pamphlet-writers. In Yirush’s account, American colonists embraced a blend of rights stemming from natural law as well as the common law and the English constitution. By emphasizing the colonists’ reliance on natural law, Yirush returns individual and provincial rights to the center of the history of British North American political thought. Moreover, Yirush’s study proposes to update the historiographical debates of recent decades, with their relentless drive to weigh the relative importance of republican and liberal thought in the late eighteenth century, by presenting a richer description of the antecedents to the political and legal ideas that burst forth in the 1760s.

At the heart of Yirush’s account is what he terms the “settler vision of the empire” (4) or “settler political thought” (264), according to which “rights-bearing settlers carved out a sphere of autonomy from the center by virtue of the labor and risk they had undertaken to create flourishing polities on the far periphery of the Atlantic world” (268). This species of thought emphasized a right of resistance to both royal and parliamentary authority, a power that was derived from “a natural right to resist constituted authority and establish new republican governments based on popular consent” (264). In the four chapters that constitute the heart of the book, Yirush demonstrates the degree to which colonists resisted the expansion of metropolitan authority. From Jeremiah Dummer’s defense of New England charter government against the spread of royal authority following the establishment in 1696 of the Board of Trade, to the conflict between settlers and Crown over Mohegan land claims, to struggles over the scope of proprietorial authority in Maryland and royal prerogative power to veto colonial laws in Virginia, Yirush provides meticulous analysis of the concrete arguments that shaped settler political thought.

A particularly important contribution is the book’s exploration of the labor theory of settlement, according to which colonists put forth a Lockean vision of political and legal autonomy as founded on work and risk. British North Americans frequently deployed such arguments against territorial claims by indigenous peoples. When imperial bodies such as the Privy Council became involved in these disputes, the settlers turned their labor-based arguments against metropolitan authority as well—often with limited success, as Yirush describes in Chapter 3, “John Bulkley and the Mohegans.” Citing Locke, the colonists developed “an entirely natural law defense” of their property rights that chipped away at royal authority while arguing for the dispossession of native peoples (138). Such accounts enrich our understanding of how relationships between colonists and native peoples affected those between colonists and metropolitan officials, usefully complicating the standard picture of British officials and settlers as allied against native claims even as they were engaged in conflict over the relative scope of imperial and colonial power.

Yirush’s historiographical goal of bringing rights back into the story of colonial American political and legal thought is a worthy one, and historians and legal scholars alike will profit from his comprehensive treatment of labor, property, and natural law. In emphasizing rights, Yirush follows in the footsteps of scholars such as Joyce Appleby, whose formidable body of work has made the case for viewing the founders as influenced by liberal capitalism as well as republican notions of the public good. Moreover, Yirush marshals impressive evidence dating from the Glorious Revolution for the widespread use of the type of rights language that is typically associated with the Declaration of Independence. By emphasizing this continuity in political and legal thought, the book delivers on its promise to “eschew the current scholarly focus on the origins of the nation” and to connect “colony and nation, empire and republic” (4).

Craig Yirush, Settlers, Liberty, and Empire: The Roots of Early American Political Theory, 1675-1775. New York: Cambridge University Press, 2011. 277 pp., $25.99.
Craig Yirush, Settlers, Liberty, and Empire: The Roots of Early American Political Theory, 1675-1775. New York: Cambridge University Press, 2011. 277 pp., $25.99.

Yet one might reasonably ask whether Yirush overemphasizes the need to rehabilitate the rights-focused, “liberal” side of the republicanism-liberalism debate, and indeed whether his story truly fits the standard scholarly narrative of eighteenth-century liberalism. The book suggests that liberalism in some sense “lost” the interpretive debates of the 1980s and 1990s, and that Locke’s influence has been downplayed ever since (5-6). But another, equally plausible interpretation of that historiographical contest suggests that when it finally ended, it ended in a weary draw, punctuated by Daniel Rodgers’s influential 1992 article in the Journal of American History, “Republicanism: The Career of a Concept.” Moreover, the labor theory of settlement contains some conflicts with the standard liberal account of American history as based on individual rights (especially the right to property), held against the government, as ends in and of themselves. Yirush’s settlers are deeply invested in government and committed to the public sphere; they simply prefer their own provincial government to the centralizing demands of metropolitan officials, whether in Parliament or palace. In addition, Yirush appears to overlook a robust body of recent work when he states, “[S]cholarship on early American political thought has not taken [the] imperial turn” (5). Historians such as Mary Sarah Bilder, Lisa Ford, Daniel Hulsebosch, Brendan McConville, and Eric Nelson, among others, have produced nuanced studies of seventeenth- and eighteenth-century Americans’ ideas of royal authority, constitutional power, and sovereignty within the empire.

The impressive array of evidence contained in the book would have benefited from additional discussion of some larger “why” questions, especially those informed by the approaches of intellectual historians of politics such as Quentin Skinner, Bernard Bailyn, and David Armitage. For example, why did settlers use these natural-rights concepts in political argument? Did they regard them as rhetorical tools to be used in political debate, or did the language itself change in the context of the debates? If, as Yirush maintains, settler political thought was “fundamentally reactive” (264), how should that affect historians’ interpretation of it—was it rhetoric, ideology, or something altogether different? One might in retrospect call the settlers’ political thought “reactive, a product of the pressure they felt from the center as well as the peculiar features of the world they encountered on the far shores of the Atlantic” (264). But that description tells us little about how the colonists themselves felt about the mix of charters, constitutions, covenants, and common law precedents that combined with natural rights to create their political and legal worldview.

Moreover, the argument would have been strengthened by more attention to institutional questions. For example, Yirush notes that in 1734, a parliamentary committee drafted legislation providing that no colonial law would have any effect until it had received approval from the Crown, via the Privy Council. A royal instruction issued four years later, however, required separate suspending clauses in each piece of colonial legislation; such clauses provided that the colonial law in question would not take effect if it violated a prior act of Parliament that applied to the colonies, or if it was enacted for such a short period that metropolitan review was impossible. Had the 1734 law taken effect, it would arguably have been more sweeping because it emanated from Parliament, and because it was a kind of super-legislation that applied to all colonial laws and therefore clearly treated the provincial assemblies as subordinate. The royal instruction of 1738, meanwhile, carried different legal weight because it came from the Crown, and because it operated not as a blanket provision but as a requirement that the colonial assemblies themselves insert a legislative poison pill into each law that they passed. We can speculate in hindsight as to which of the two provisions would have been perceived by contemporaries as having a broader scope, and the differences in the colonists’ reactions to each. But evidence of how contemporaries in England and the colonies would have viewed a parliamentary bill versus a series of suspending clauses would enormously enrich our understanding of their beliefs about the relative powers of particular political institutions.

With its emphasis on a specifically settler-derived political theory in the years between the Glorious and the American revolutions, Yirush’s book is a valuable contribution to Atlantic history, the legal history of settlement, and early American constitutional history. In addition, the book’s specific case studies of imperial conflict give the story vitality and concreteness, keeping theory moored to experience.


 

 



Between Demo and Aristo: Civil Society and the “Revolutionary Settlement” in New York’s Columbia County

The American Revolution destroyed the feudal, oligarchic old order and, in what John L. Brooke calls the “revolutionary settlement,” established a fragile, successful democracy that mitigated violence and sought to enact popular sovereignty, no small achievement, as Brooke vividly makes clear. For generations, scholars have been trying to understand why and how Americans ultimately resisted the radical popular politics of the Revolution. Woody Holton’s Unruly Americans and the Origins of the Constitution (2007) is among the most recent efforts to explore this question. To Holton and others, the federal constitution, as well as state-level requirements for voting, are the primary mechanisms elites used to limit a more egalitarian political order. While Brooke recognizes the important role of constitutions and voting, he goes beyond this literature by placing at the center of his story the institutions of civil society and a public sphere of print and deliberation. The essential question facing Americans following independence was not just how to implement the democratic principle of the consent of the governed but, as important, how to ensure that their new society, void of the vertical ties that had ideally held together early modern societies, could sustain social order and prevent violence. In short, the demands of democracy and the need for order form the two analytical lenses through which Brooke tells his story.

The story itself concerns the long, violent, and difficult effort to create a “revolutionary settlement” in Columbia County, New York, Martin Van Buren’s home county and the site of his political education. Columbia County faced a particular challenge: the existence of feudal manors in which landholders acted as lords, and in which those who worked the land aspired to be freeholders. Given the importance of landholding to republican theory, this also meant a circular debate in which those who worked the land demanded their rights while manor lords responded that tenants lacked the independence to be good citizens precisely because they lacked land. As Charles McCurdy argues in The Anti-Rent Era in New York Law and Politics (2000), finding a legal or political solution to the tenants’ problems was difficult because manor lords claimed a liberal right of property in their land in order to maintain their feudal privileges.  The result was violence, as tenants demanded their rights as citizens, including title to land they worked, the franchise, and effective representation—or, in Brooke’s terms, consent—in legislative halls. This violence, as Reeve Huston demonstrates in Land and Freedom (2000), both scared political leaders and made them aware that tenants were capable of acting as independent citizens in the new republic.

The impasse was overcome, ultimately, through the institutions of civil society. Brooke thus places civil society at the core of the story of the early republic, arguing that for many ordinary New Yorkers, civil society’s institutions functioned as the “flywheel between the people and their government” (6). Drawing from Jürgen Habermas’ argument in Between Facts and Normsand Victor Turner’s distinction between ordinary and crisis times, Brooke demonstrates that the shift from crisis Revolutionary to ordinary democratic politics depended on residents in Columbia coming to accept the new post-Revolutionary regime as legitimate. Brooke invokes Habermas’ sense that a political order must not rest on force (facts) or abstract values (norms), but instead must earn its legitimacy through the consent of rational citizens participating in the deliberative public sphere. As Brooke writes, “legitimate outcomes—political decisions worthy of consent—must be debated in both the informal public sphere of the press and associated life, where opinions are formed, and in the formal arena of legislature and the court, where laws are made and confirmed” (4).  The challenge facing New Yorkers in Columbia County was how to make the political order legitimate in the eyes of those Americans who either lacked the vote or lacked the right to own the land they labored.

One option was to make good on the Revolution’s promise of popular politics. Growing out of Americans’ experiences with revolutionary committees and the militia, some imagined a participatory democracy in which the links between the consent of the people and those who governed in their name were clear and close. Elites did not allow that path to develop. The state constitution ensured instead that property holding would remain a prerequisite to vote. In the absence of legitimacy, Columbia County for decades lacked “ordinary politics,” and instead was in a state of “crisis politics.” Rather than establishing mechanisms through which consent could be generated—a vibrant press, participatory associations, widespread franchise, and effective responses from political leaders to ordinary people’s demands—Columbia County was a violent place. Because those living on manor lands lacked any institutional way to represent themselves in the informal public sphere and the formal public sphere of legislative halls and courts, they also lacked confidence in the government (419-20). On the manors, there remained a fundamental divide between what Brooke refers to as Demo—the voice of the people, mainly white men—and Aristo—the manor lords and their allied political leaders.

Off the manor grounds, on the other hand, new forms of sociability developed to link citizens together, bridging the gap between Demo and Aristo, or the county’s ordinary men and their elite leaders. Masonic lodges, for example, represented a new form of social order distinct from the colonial past. Rather than a regime in which ordinary people were tied to elites through relations of dependence—no longer considered legitimate in a republic—Masonic lodges engaged in “building circuits of patronage, authority, and sociability utterly detached from those of the local oligarchic families” (88). Through painstaking, remarkably detailed research, Brooke concludes that those towns off the manors where associations and newspapers proliferated were more effective in ending violence and moving from crisis to ordinary politics than on the manors where those institutions lagged behind (chapter 5).

Habermas hoped that the public sphere would be a site of rational deliberation and believed that other forms of persuasion were corrupting. Brooke finds, in contrast, that the real, on-the-ground working of the public sphere depended on precisely those corrupting influences. Some scholars have argued, Brooke notes, that civil society is “an oppositional force” (6). In fact, associations were the social glue that made possible the end of violence without embracing either extreme of Demo (radical popular politics) or Aristo (a feudal, propertied order). It was in civil society that people participated in the “tacit consent” that made them believe the political system was legitimate, and thus violence was unnecessary.

Extending the suffrage was one prerequisite to the revolutionary settlement. Before tenants were granted the right to vote in 1821, they felt they had little influence or consent over the political system. The emergence of political parties was another vital mediating entity, a lesson Van Buren learned locally and extended to the nation. In parties, white male voters found themselves connected to elites through patronage and association. And, finally, Masonic lodges served as mediating institutions through which ordinary and elite comingled. Brooke proves that over time Masonic membership replaced participation on revolutionary committees as a basis for electoral success, demonstrating how effectively lodges linked voters to leaders (94) and why lodges replaced the more popular revolutionary committees as a basis for politics. In those areas with active parties, lodges, and a partisan press, ordinary people had more confidence in the political system, and political solutions to the problems of tenancy were more likely to be worked out.

John L. Brooke, Columbia Rising: Civil Life on the Upper Hudson from the Revolution to the Age of Jackson. Chapel Hill: UNC Press for the Omohundro Institute of Early American History and Culture, 2010. 648 pp., $45
John L. Brooke, Columbia Rising: Civil Life on the Upper Hudson from the Revolution to the Age of Jackson. Chapel Hill: UNC Press for the Omohundro Institute of Early American History and Culture, 2010. 648 pp., $45

There were two fundamental challenges to this revolutionary settlement, however. First, by connecting voters to their leaders through the bonds of association, civil society worked against the rational kinds of deliberation that Habermas considered the basis of a legitimate social order. Instead, even as voting rates rose, Brooke makes us question how effectively ordinary people’s interests and values were represented. In short, voters may have consented thanks to new bonds generated in associations, but did their consent undermine their actual political power? The second challenge, which Brooke emphasizes, was that the suffrage was limited to white men. The revolutionary settlement purposefully excluded women and African Americans. These boundaries determined who was deemed capable of citizenship and who remained a dependent. In short, as white men earned the right to be citizens, and therefore to exercise consent, they ensured that others remained in a feudal relationship to the social order.

Thus, there were clear boundaries to consent. But, paradoxically, these very boundaries produced a new oppositional civil society premised on principles opposed to those of the revolutionary settlement, principles that would once again undermine ordinary politics and disrupt a civil peace so difficult to achieve. If the settlement was formally premised on the right of white men to vote and new associations that connected them together, a growing cultural movement premised on sensibility and sympathy established alternative ways for Americans to connect with each other in associations and, through the press, in imagined communities.

Sympathy was used both to cement the settlement and to challenge it. In Masonic lodges, the idea of fraternal love was the basis for linking together the white, male body politic. Van Buren relied on the party and its related associations to generate sympathetic relations between supporters. But for women and other reformers who became part of the Whig coalition, sympathy might extend the boundaries of those eligible for inclusion in political life. Sympathy made possible imagined identification with other sufferers, whether alcoholics or enslaved African Americans. Moreover, reformers embraced a “positive liberal” ideal of improvement in which the ability to participate in politics was not a virtue of white manhood, but rather of education and culture, and thus potentially open to all (238-39, 452-63). In Columbia County, however, a reform movement premised on sympathy and inclusive of women “stalled” (453). Instead, the very success of the Democratic party and its conception of the revolutionary settlement as based on the consent of white men reigned supreme, unlike in New York’s Burned-Over District, where reformers’ efforts facilitated a crisis over consent and representation that helped push the nation into civil war.

No review can quite do justice to this book. As in Brooke’s earlier work, the level of detail and the close parsing of evidence is inspiring. The book’s conclusions rest on impressive empirical grounds. Brooke proves that analyzing civil society and the public sphere is vital to making sense of the development of the United States because it was through the institutions of civil society that the revolutionary settlement was accomplished. He helps us understand more clearly why and how radical claims for a more popular political system were mitigated by the tacit consent forged through associations that connected people in alternate ways. He also makes us look in wonder at “the delicacy and endurance of the fabric of civil life” (vii). Brooke’s book will hopefully provide a framework for future scholars to test as they seek to understand the process by which Americans moved from the crisis of Revolution to the establishment of a relatively stable political system.

Although Brooke argues that, for the most part, civil society was used in conservative ways to maintain elite power and limit radical politics, he also helps us understand the ways in which associations are vital to preventing violence in a democratic society. As the associational bonds that held Americans together—from lodges to parties to churches to reform societies—began to snap along sectional lines in the 1850s, the legitimacy of the political system was once again up for grabs. And as Southerners came to believe that they could no longer exercise consent, and thus questioned the legitimacy of the political system, they resorted to violence, much as tenants did on Columbia County’s manors. As Alexis de Tocqueville argued in Democracy in America, associations can further deliberation by opposing the hegemony of elected leaders and the majority, but the social trust generated within associations are also vital to sustaining democratic social orders.


Johann N. Neem is associate professor of history at Western Washington University. He is author of Creating a Nation of Joiners: Democracy and Civil Society in Early National Massachusetts(2008) and, more recently, “Taking Modernity’s Wager: Tocqueville, Social Capital, and the American Civil War,”Journal of Interdisciplinary History(Spring 2011).

 



The Huntington Library’s “Early California Population Project”

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http://www.huntington.org/Information/ECPPabout.htm

10.4.Perez.1Scholars of Spanish and Mexican California’s mission history have long grappled with the frustrations of interpreting mission records. Not only does Alta California mission research require a rudimentary knowledge of Spanish, but it also demands an understanding of Spanish paleography and missionary idiosyncrasies in record-keeping. Although most late eighteenth- and nineteenth-century mission records followed a basic formula, some of the Fathers of St. Francis were more conscientious than others about the details they offered. Several missionaries abbreviated information to such a degree as to render it indecipherable upon first (or second) glance by researchers. Such variability in California mission registers requires a great deal of patience and time to navigate through them on reels of film or photocopies of books. Thankfully, the hours spent scrolling away in the dark can now find better use among scholars by first familiarizing themselves with the Early California Population Project, or ECPP.

The ECPP, a database sponsored by the Huntington Library, with funding from the National Endowment for the Humanities, the California State Library, and other organizations, consists of baptism, death, and marriage records from the twenty-one mission stations in Alta California, Santa Barbara Presidio, and Los Angeles Plaza Church. Covering the period from 1769 through the 1850s, the records are searchable across an immense array of variables. Scholars can choose to conduct searches according to sacrament, by godparent, relative, or witness. However, not every sacramental record is included; for example, confirmations are not among those entered in the ECPP. The transcribed text is predominantly in Spanish, although there are some notations in English, but even those not fluent in Spanish will find tackling ECPP records a good initiation to the originals.

Although Internet access to this database makes it inherently useful to researchers and the general public (login requires only an e-mail address and a name), scholars may encounter some initial frustrations adapting to the database’s quirks. For example, locating specific baptisms by number and by mission requires first entering search terms in a particular sequence. Using the mission abbreviation in the first search field under the baptisms database, and then adding Boolean operators to connect to specific baptismal records in subsequent search fields, generated extraneous information from other missions. Entering the numbered records first and the abbreviated mission code last provided a narrower search.

Scholars using this tool may also find that advanced searches, including those linking multiple databases, are tricky and require a little practice. Scholars in need of complex search capabilities would benefit from first studying the user guide accessible through the main website and perhaps contacting ECPP administrators for additional help; a query generated a prompt and helpful response.

One especially useful feature was the ECPP’s truncation/wildcard symbol for broader search capabilities. For example, a search for individuals from Baja California using “Ba%a California” covered the interchangeable use of “Baxa” or “Baja” by missionaries. Also, ECPP creators have thoughtfully provided an overview of the various mission registers and pointed out the existing gaps in the original records. The creators also provide researchers with background information on search categories, such as birth legitimacy designations or ethnic identifications.

Significantly, the ECPP creators advise researchers to supplement their database use with the original records rather than rely on it as error-proof. Although the site appears error-free, the qualification is an important one to bear in mind. Scholars would do well to review the ECPP materials online before approaching their first microfilm reel, as the site offers invaluable insights on missionary approaches in record maintenance and will aid genealogists reconstructing family histories. For the descendants of California’s early mission Indians, this database provides information not only on their family members but the larger movements of native villages that entered missions over time. ECPP records will also aid scholars in identifying native peoples who entered missions as family or kin units, demonstrating a fierce determination to face uncertainties together and contributing a human dimension to mission history. Researchers of early California women will also appreciate the ability to track down ordinary women through their contributions as godmothers and matriarchs and their influence on new communities. By helping scholars compile new statistical evidence and trace families across time, the ECPP will offer insights into early California history for years to come.

click for full list of links




The Digital Paxton

Matthew Smith, A Declaration and Remonstrance (Philadelphia, 1764). Library Company of Philadelphia.

In December 1763, following years of grisly frontier warfare, armed settlers in the Paxton Township exacted revenge on an isolated, unarmed Indian settlement, attacked the Lancaster jailhouse where refugees had taken shelter, and vowed to march all the way to Philadelphia. While these “Paxton Boys” were stopped in Germantown by a delegation led by Benjamin Franklin, their critics and apologists spent the next year battling tooth and nail in print. Waged in pamphlets, political cartoons, broadsides, and correspondence, the ensuing pamphlet war featured some of Pennsylvania’s preeminent statesmen, including Benjamin Franklin, Governor John Penn, and Hugh Williamson, who would later sign the U.S. Constitution. At stake was much more than the conduct of the Paxton men. Pamphleteers used the debate over the actions of the Paxtons to stake claims about peace and settlement, race and ethnicity, and religious conflict and affiliation in pre-Revolutionary Pennsylvania.

In 2013, the McNeil Center for Early American Studies sponsored a two-day 250th anniversary conference on the Paxton Boys, from which Early American Studies published a special issue last spring. Despite this resurgence of scholarly activity, we’ve arrived at something of a consensus: This is a story about backcountry settlers motivated by Indian-hating, racism, and fears for personal security. That story isn’t wrong, but it also isn’t complete.

The Paxton incident was larger than the intentions of the Paxton Boys. It sparked a pamphlet war that encompassed some of Pennsylvania’s leading statesmen and comprised as much as one-fifth of the colony’s printed material. The trouble is that scholars only have access to a sliver of that material. The Paxton canon, as we know it today, is no canon at all—it’s a silo.

I discovered the Paxton pamphlet war by way of the 60-year-old edition that graces just about every bibliography: John Raine Dunbar’s The Paxton Papers (1957). I approached the Paxton massacre as neither an historian nor a Philadelphian. (I study early American literature in New York.) But, as Edward White, James Myers, and Scott Gordon have demonstrated, these records present a bounty for literary scholars eager to explore their diverse forms and idiosyncratic rhetorical techniques. Dialogues and epitaphs, poems and songs, farces and satires. Evocations of “Christian White Savages,” “A troop of Dutch Butchers,” and “the Quaker unmask’d, with his Gun upon his Shoulder, and other warlike Habiliments.” However, as I began to dig deeper into the Paxton crisis, I came to appreciate how much of the incident isn’t accessible in Dunbar’s edition and cannot be evaluated within the narrow frame of the pamphlet war.

 

[James Claypoole?], “Franklin and the Quakers” (Philadelphia, 1764). Library Company of Philadelphia.

Consider the engraving “Franklin and the Quakers,” available in the Library Company’s political cartoon collection. At the forefront of this raucous scene is Benjamin Franklin, clutching a sack of “Pennsylvania money,” remarking that he’s content as long as he wins the election. Franklin’s fingerprints are all over the Paxton debate, from his Narrative of the Late Massacres, which provided a template for subsequent critiques, to Cool Thoughts on the Present Situation, which offered one of the most influential arguments for royal government. The presence of assemblyman Joseph Fox—depicted here with the head of a fox—can be understood in the context of the Assembly’s push for royalization. But the engraving also raises questions for which the pamphlets provide no context. What is Israel Pemberton doing cavorting with the Native American woman? And why is a Quaker dispensing tomahawks from a barrel bearing his initials? To understand this cartoon’s visual coding, the reader must look beyond the pamphlet war to the physical one preceding it.

 

John Forbes, autographed letter to Israel Pemberton (Philadelphia, 1758). Haverford College Quaker and Special Collections.

In an August 1758 letter available in Haverford’s Friendly Association papers, General John Forbes anticipates the Quakers’ public relations woes. Writing to Israel Pemberton, a leader of the Friendly Association, Forbes tempers his praise for the “promising aspect of our Indian negotiations” with a note of caution: “I need not tell you that a Jealousy of the Quakers grasping at power has perhaps taken place in some people’s minds; you have now a very critical time of showing that you are actuated only by the publick good and the preservation of those provinces.” That fall, Pemberton and his allies did succeed in their negotiations. At the Treaty of Easton, the Pennsylvania government promised to respect the autonomy of Ohio country Indians in return for their cessation of attacks on settlements. But the Friendly Association’s influence was short-lived. After 1758, the Pennsylvania government began negotiating directly with Ohio country Indians. Attacks continued, and later increased with Pontiac’s War in 1763. Backcountry settlers—as well as many sympathizers in Philadelphia—increasingly regarded all native peoples as enemies, and the Quakers their abettors.

Neither the Library Company’s political cartoon nor Haverford’s manuscript are included in Dunbar’s edition. Nor should we expect them to be. Dunbar was bound by the form of his medium. Tallying 400 pages, The Paxton Papers is already a formidable print edition, and one which continues to support research. But what else might we choose to include in twenty-first-century Paxton Papers? What if we weren’t bound, as Dunbar was, by the constraints of the codex format?

The answer may not be a definitive edition for the Paxton event, so much as a tool with which contributors may magnify and telescope records, juxtapose them against one another, read them against contexts, and discover new ways of looking at—and beyond—the 1764 pamphlet war. This is the guiding idea behind Digital Paxton.

 

James Claypoole, “The German Bleeds & Bears Ye Furs” (Philadelphia, 1764). Library Company of Philadelphia.

I built Digital Paxton using an online publishing platform called Scalar. I chose Scalar over other digital collections platforms such as Omeka because it supports sequences or “paths” of content. This appealed to me because I study narratives: I love stories, and I want to provide on-ramps that promote contextual reading even as I allow visitors the opportunity to get lost in the archive. To that end, when you visit Digital Paxtonwhich you can do from your desktop or your smartphone—you’ll automatically enter the introductory path.

This path provides an overview of the site and guides you through some historical contexts before it deposits you in the archive. Similar to a book, Digital Paxton has an index and a table of contents. You can skim ahead by clicking the arrows associated with each section. At the bottom of every page, visitors can examine the version history, and I’ve also enabled the Hypothes.is plugin, which readers can use to create and share annotations.

Unlike a book, however, Digital Paxton is boundless, accommodates multimedia, and is fully searchable. In fact, readers can search by title or description or select all fields and metadata to search across full-text transcriptions. I’ve configured transcriptions so that they automatically overlay as annotations when a visitor cursors over the top-left corner of the image. Finally, every asset includes rich metadata collected from archival contributors, which means that visitors have everything they need to locate original materials.

In place of Dunbar’s single-author introduction, Digital Paxton relies upon five concise introductory essays, each intended to magnify a particular aspect of the Paxton massacres and print debate. After my overview, Kevin Kenny frames the Paxton massacres as both bloody and symbolic acts. In slaughtering Conestoga on government property, the Paxton Boys repudiated William Penn’s “holy experiment.” Kenny’s essay, which provides an abstract of his argument in Peaceable Kingdom Lost (2009), was the first I solicited because I wanted an essay that would foreground the role of Quaker settlement practices in the Paxton debate. After Michael Goode’s concise overview of Pontiac’s War (an excerpt of an essay that originally appeared in The Encyclopedia of Greater Philadelphia), Jack Brubaker, author of the Massacre of the Conestogas (2010), provides a granular account of the Paxton expedition drawn from magistrates, colonial record books, and correspondence—some of which are available in Digital Paxton. Darvin Martin complements Brubaker’s work by historicizing the site of the first massacre, Conestoga Indiantown. Far from some random target, Conestoga Indiantown occupied a central place in Native American-colonial relations in the eighteenth-century mid-Atlantic.

 

Henry Dawkins, “The Paxton Expedition” (Philadelphia, 1764). Library Company of Philadelphia.

Each essay is edited to ensure that it’s thesis-driven, jargon-free, and accessible to a precocious high school or undergraduate student. At the same time, each piece maintains the features of a scholarly essay: a bibliography of secondary research, attribution of primary source materials, and contextual notes where relevant. I’ve also edited essays to ensure that they’re self-contained. That is, if a reader were only interested in the history of Conestoga Indiantown, she could read Martin’s essay, use its links to explore the Digital Paxton archive, and perform additional research using the two dozen linked resources listed below further reading. Martin’s essay is also exemplary because it leverages tags to connect visitors with additional contexts.

In a final overview essay I consider the Paxton debate as a political crisis of representation that culminates with the Northwest Ordinance, which both conceptually and practically resolved many of the grievances that the Paxton Boys enumerated in A Declaration and Remonstrance. (This pathway began as a digital companion that reproduced and extended an exhibition I created in close collaboration with Jim Green, librarian at the Library Company of Philadelphia, and Michael Goode, assistant professor at Utah Valley University.) Historians such as Patrick Griffin and Peter Silver have already placed the Paxton debate in a revolutionary lineage. Extending that lineage to include the Northwest Ordinance allows us to see the American Revolution as a continuation rather than a resolution of colonial debates about race and ethnicity, political representation, and settlement practices. Finally, placing the 1764 pamphlet war in a lineage that extends from the Seven Years’ War to the Northwest Ordinance opens up the Paxton crisis to those who might not otherwise know about it. If the backcountry is often treated as a massive negation in early American history, the Paxton expedition forces us to confront that absence—backcountry settlers literally march to Germantown. By reading an ostensibly urban debate about Paxton conduct alongside correspondence, journal entries, and diaries available at regional archives, scholars and educators can de-emphasize urban polity and introduce students to archival research.

Digital Paxton will continue to grow through Scalar paths. To provide theoretical and historical entry points to the Paxton print war, the site relies upon conceptual keyword essays. Modeled upon the work of Raymond Williams, and more recently Bruce Burgett and Glenn Hendler, these keyword essays provide conceptual and interdisciplinary approaches to the Paxton corpus. Similar to a historical overview essay, each keyword is edited to ensure that it’s accessible to undergraduate students, yet retains the research of a traditional journal article. In fact, all five of the essays develop or extend arguments that authors originally pursued in books or journal articles. The key difference is that each essay historicizes or theorizes a keyword from the Paxton print war. Today, those include James P. Myers Jr.’s “Anonymity,” Benjamin Bankhurst’s “Anti-Presbyterianism,” Nicole Eustace’s “Condolence,” Scott Paul Gordon’s “Elites,” and Judith Ridner’s “Material Culture.”

One feature of the Dunbar papers that I would like to translate to Digital Paxton is chronological and argumentative sequencing. I’ve made all manuscripts accessible as a chronological sequence, and I want to do the same for broadsides, political cartoons, and pamphlets. Digital Paxton already includes optional paths for visitors interested in the Friendly Association, multiple editions of pamphlets, and German-language materials. I’m eager to add additional paths that surface intertexuality, edition changes, and exchanges between Paxton critics and apologists.

The boundaries between Digital Paxton the critical edition and Digital Paxton the archive are porous. While I began this project by seeking to create a more expansive critical edition that would reflect contemporary historiography and scholarship, I’ve come to prize the project’s vast and varied archival resources. In this sense, I align with Jennifer Keith, who argued earlier this year at the Modern Language Association that digital editions are most effective when they include digital archives (“Extending and Expanding Our Consideration of the Digital Scholarly Edition“).

Today, Digital Paxton includes 1,605 pages of material: that makes it roughly four times as expansive as the Dunbar Papers. Every image is print-quality (300 dpi or higher) and available under Creative Commons licensing. The archive features eighty-two manuscripts, sixty-five pamphlets (including the twenty-eight identified in Dunbar), twelve broadsides, seven political cartoons, and eleven artworks such as paintings, sketches, and maps. At present, Digital Paxton has about four dozen full-text transcriptions, a number that ticks up each week. (I try to add a new transcription every week.)

While the core archival material was digitized by the Library Company and the Historical Society of Pennsylvania, I’ve solicited materials from both large and small archives, including the Library of Congress, Philadelphia Museum of Art, Haverford College Quaker and Special Collections, the American Philosophical Society, and the Moravian Archives of Bethlehem.

The APS alone has contributed more than two dozen rare holdings, including Ben Franklin correspondence, rare editions of broadsides and pamphlets, and a dazzling array of letters from Lancaster’s chief magistrate, Edward Shippen. Meanwhile, the Moravian Archives, the kind of small regional archive that scholars might otherwise overlook, has digitized archival records that were previously only available in print. In both instances, Digital Paxton makes publicly available materials that aren’t available elsewhere, a boon for researchers and, hopefully, the institutions that contribute to the project.

Let me be clear: I do not envision Digital Paxton as a substitute for traditional archival research. Quite the opposite. My hope is that Digital Paxton will surface materials that students and scholars might not otherwise know about, and encourage them to visit print archives. To that end, every digital asset includes the information a visitor would need to retrieve the original: the name of its parent institution, a call number, and relevant collection information. I’m convinced that there is no substitute for working with material objects, and, perhaps more importantly, I’ve benefited immeasurably by working with archivists. Digital Paxton doesn’t exist in a vacuum, and I’m eager to connect it with other digital resources. For example, on the path that I’ve created to showcase Friendly Association manuscripts, I’ve also added a description and link to Beyond Penn’s Treaty, a digital project from Quaker & Special Collections at Haverford and the Friends Historical Library at Swarthmore. I also plan to add a page that highlights the Lenape Talking Dictionary.

This brings me to one area where Digital Paxton is very much a work-in-progress: indigenous materials and perspectives. It’s said that history is written by the victors; it’s less often appreciated that archival materials are assembled by them as well. Digital projects often translate existing forms of social bias into a new medium, rather than taking the opportunity to rethink those biases and produce a more just form of historical documentation.

While I’ve tried to select Friendly Association correspondence that gives voice to native negotiators, many of those letters are mediated through colonists. They also largely predate the Paxton massacres. Even if we cannot find native accounts of the Paxton massacres and expedition, I’m eager to add contemporary perspectives that would signpost archival silences. In the words of Rodney Carter, “The naming of the silence subverts it, draws attention to it.”

Darvin Martin’s essay on the history of Conestoga Indiantown is a start, but only a start. However, one virtue of a digital archive is that we can add contexts as they become available. Furthermore, those contexts needn’t be print materials: with support for audiovisual content, Scalar is more hospitable to oral records than traditional archives.

Digital Paxton uses distortion—especially gaps—to subvert a sense of definitiveness. For example, the site does not include Israel Pemberton’s response to the Forbes letter I quoted earlier. This isn’t because the Pemberton response isn’t valuable, but rather because I want visitors to understand, and to grasp, experientially, the limits of the archival project.

Here I confront a tension within the structure of Digital Paxton: this may be a project built around stories, linear sequences of content, but I don’t want visitors to get too comfortable in those tracks.

In their work with African American and Chicana/o literature, Dana Williams and Marissa López have advocated for an ethnic archive that serves as a contestatory site that upends the idea of single truths and seeks cacophony rather than harmony. While Digital Paxton eschews cacophony (at least by design) it does aspire to what feminist historian Adele Perry calls polyvocality. In layering materials and contexts, I want to render each less definitive, more partial, contingent, and subject to scrutiny.

The digital edition affords a capaciousness that isn’t feasible in codex. There’s no reason Digital Paxton can’t grow to three times its current size, and the contents of that archive needn’t be textual: in addition to images, Scalar supports a variety of audio and video formats well-suited to the aural tradition. At a technical level, then, the platform is prepared to support the philosophical goals articulated by the editors of the Yale Indian Papers Project: the archive as common pot, a “shared history, a kind of communal liminal space, neither solely Euro-American nor completely Native.” This, I think, is the allure of the digital: to produce not only a common pot, but a common cauldron that embraces and elevates new material forms, voices, and perspectives on historical records.

 

Further Reading

Bruce Burgett and Glenn Hendler, eds., Keywords for American Cultural Studies (New York, 2014).

Rodney G.S. Carter, “Of Things Said and Unsaid: Power, Archival Silences, and Power in Silence.” Archivaria 61 (2006): 215-233.

Paul Grant-Costa, Tobias Glaza, and Michael Sletcher, “The Common Pot: Editing Native American Materials.” Scholarly Editing: The Annual of the Association for Documentary Editing 33 (2012): 1-17.

John Raine Dunbar, ed., The Paxton Papers (The Hague, 1957).

Scott Paul Gordon, “The Paxton Boys and Edward Shippen: Defiance and Deference on a Collapsing Frontier.” Early American Studies: An Interdisciplinary Journal 14.2 (2016): 319-347.

Patrick Griffin, American Leviathan: Empire, Nation, and Revolutionary Frontier (New York, 2007).

Kevin Kenny, Peaceable Kingdom Lost: The Paxton Boys and the Destruction of William Penn’s Holy Experiment (New York, 2009).

James P. Myers, The Ordeal of Thomas Barton: Anglican Missionary in the Pennsylvania Backcountry, 1755-1780 (Bethlehem, Penn., 2010).

Alison Olson, “The Pamphlet War over the Paxton Boys.” The Pennsylvania Magazine of History and Biography 123.1/2 (1999): 31-55.

Adele Perry, “The Colonial Archive on Trial: Possession, Dispossession, and History in Delgamuukw v. British Columbia.” Archive stories: Facts, fictions, and the writing of history (2005): 325-350.

Peter Silver, Our Savage Neighbors: How Indian War Transformed Early America (New York, 2008).

Edward White, The Backcountry and the City: Colonization and Conflict in Early America (Minneapolis, 2005).

Dana A. Williams and Marissa K. Lopez, “More Than a Fever: Toward a Theory of the Ethnic Archive.” PMLA 127.2 (2012): 357-359.

Raymond Williams, Keywords: A Vocabulary of Culture and Society. (New York, 2014).

 

This article originally appeared in issue 17.4 (Summer, 2017).


Will Fenton is the Elizabeth R. Moran Fellow at the American Philosophical Society, PhD candidate in English at Fordham University, and creator of Digital Paxton. His dissertation explores how nineteenth-century American novelists use “fighting Quakers” to authorize the violences attendant upon settlement, slavery, and nation-building.




A Transatlantic Culture of News?

Historians of newspapers and the media in colonial North America often encounter the same two general questions at the end of a presentation or talk: “But what did readers think?” and “But did the same thing happen in Britain?” For the latter query, scholars of print culture have developed a range of answers over the past two decades by examining the eighteenth century through an Atlantic lens. As for readers, the answer is in some ways the Holy Grail of journalism research. We have decent estimates for how many people may have read each copy of a newspaper (in North America, as many as four or five), but much of what readers thought as they read is lost to the air; that is, people discussed the news in taverns or coffee houses but never committed their thoughts to writing. What readers did preserve is scattered throughout the historical record, making it difficult to design a feasible research project. Most scholars have therefore elided the question or stipulated to broad readership based on indirect evidence. Understanding how readers interpreted the newspaper and what cultural work newspapers did therefore remain vital questions to explore.

Uriel Heyd, Reading Newspapers: Press and Public in Eighteenth-Century Britain and America, SVEC 2012:03. Oxford: Voltaire Foundation, 2012. 302 pp., $105.
Uriel Heyd, Reading Newspapers: Press and Public in Eighteenth-Century Britain and America, SVEC 2012:03. Oxford: Voltaire Foundation, 2012. 302 pp., $105.

Uriel Heyd offers a comparative approach to the culture surrounding the press in the eighteenth-century Anglo-American world in his new study,Reading Newspapers. He employs a hybrid methodology, aiming for comprehension across space and time through the selection of representative examples. On the British side, Heyd directs the bulk of his attention to the bustling London print market, with supplemental evidence drawn largely from Edinburgh. In North America and the United States, Heyd’s evidence is necessarily more diffused across the continent, as the printing trade was far less centralized.

For both sides of the story, Heyd uses the material in newspapers themselves, especially the “manifestos” that often accompanied the first appearance of a publication and the printer’s copy of the 1752 run of the Edinburgh Evening Courant. At the same time, he also searches beyond the newspaper for sources that talk about newspaper reading, including plays, indexes, and book auction catalogues. In particular, Heyd makes significant use of the newspaper collection of Harbottle Dorr, the colonial Boston shopkeeper who annotated and saved his newspapers for the period from 1765 to 1776. Drawing on this eclectic range of sources, Heyd concludes that “the eighteenth-century newspaper was an active agent influencing in varying degrees a wide range of spheres in life: from commerce to politics, from culture to society, from the private to the public” (27).

Heyd structures his argument around two interrelated issues: how newspapers presented themselves to the world, and how the world in turn saw them. Printers and editors were often clear about what they wanted readers to take from their publications. In the first number of publications, in fact, most published brief notes—Heyd refers to them as “manifestos”—which allowed them to explain their motivations and declare their intentions for their publication. These statements of purpose, Heyd explains, show that printers and editors aimed to make their newspapers “useful and entertaining,” to circulate news and political debate, to support commerce both locally and on a broader scale, and to facilitate “community formation and interaction” (61). These noble goals notwithstanding, newspapers were also consumer goods, and their publishers paid careful attention to “branding” and other marketing strategies in a burgeoning capitalist market for news in the eighteenth century (though more true in London than in the colonies). Newspapers also covered a broad array of topics, as Heyd demonstrates graphically in the book’s third chapter. Here as elsewhere Heyd relies largely on the printer’s characterizations through the indexes compiled for bound editions of their newspapers.

If newspaper producers had aspirations to grandeur in their self-presentation, readers took a somewhat dimmer view. On stage, in fact, playwrights depicted the London press as “concerned with fiction rather than with factual truth” (163). At the same time, dramatists recognized the cultural power of news as depicted in the stock character known as Quidnunc (from the Latin for “What now?”), who “represented the avid, even addicted, newspaper consumer, completely engulfed by politics” (195). The character, Heyd writes, “displays a one-track mind that cannot deal with personal events and prefers escaping from personal crisis to faraway reported worlds, whether real or unreal” (201). In other words, if you encountered this review first as a link on Facebook or Twitter, you probably know a modern-day Quidnunc. Most importantly, the Quidnunc character reveals the leveling effect of the news. Anyone with literacy could become a follower of government decisions, military campaigns, and the like. Even after the news was no longer proximately useful, Heyd points out, readers still clamored for bound collections as a means of preserving the historical moment and providing a “medium-term” perspective on the past.

Much of Heyd’s interest appears to lay in broadening the evidence base for the history of news beyond the texts of the newspapers themselves. It is particularly heartening as a fellow traveler in journalism history to see the collection of Harbottle Dorr put into service as evidence of reader response. Dorr and his newspapers are certainly well known. The collection is held in four volumes at the Massachusetts Historical Society, and noted historians Bernard Bailyn and Thomas C. Leonard have discussed Dorr’s life and annotations. Yet few scholars have attempted to integrate Dorr’s annotations into arguments about news and media culture, both because he is simply one observer and because the task of reading not only a decade’s worth of newspapers but also copious notes is a monumental task. For this alone Heyd is to be commended. Many newspapers contain some annotation on them, usually the name of the subscriber, and occasionally a printer’s mark (especially on those in the collections at the American Antiquarian Society and the Library Company of Philadelphia, two of the largest early American newspaper collectors in the United States). But there is no resource quite like Dorr’s extended marginal meditations on the ideology and mobilization behind the American Revolution, taken down as events unfolded (and years later) in the newspapers of Boston, that hotbed of radicalism.

On the other hand, Reading Newspapers leaves open several interpretive issues. Most importantly, the comparison between London and North America, while in principle a necessary corrective, often works rather awkwardly. In many respects, that is, it seems unfair to ask colonial American newspapers to stand side by side with those of London because of the vast difference in scale. Newspaper printers in colonial America and the early United States were frequently the sole operators in their towns, who struggled to cobble together enough work to survive. Eighteenth-century London, by contrast, boasted a viciously competitive marketplace for news, as Heyd shows. The area of Britain that looked more like the colonies was the provinces. Scholars of the book trade, in fact, have made significant inroads in comparing towns and cities from the British periphery, including places such as Bristol, Edinburgh, Dublin, and Philadelphia, to name just a few. Further accounts, based either on archival research or a synthesis of scholarly work, should prove helpful in more fully elucidating the nature of news culture in the British Atlantic world by bringing in a broader spectrum of that culture.

Understanding the culture of news remains an elusive pursuit. Reading Newspapers at once demonstrates that seeking answers through a comparative approach can bear fruit and that historians still have much work to do in thinking about news production, distribution, and consumption in a transatlantic context. Opening the door to these questions, even as some of Heyd’s answers frustrate, is ultimately a useful contribution.

 

This article was originally published in October 2012.


 



Who’s Afraid of American Epic?

The above question, although asked in jest, has some serious repercussions for scholars of early American literature. For, despite the presence of a number of fully fledged Anglophone epics (most notably, perhaps, Longfellow’s Song of Hiawatha) and a downright profusion of Hispanic ones (among which Alonso de Ercilla’s La Araucana stands out) in the field, these texts are rarely taught, seldom studied, and, it seems, almost never loved. Therefore, although few will admit to fearing these books, exactly, we nevertheless collectively shy away from them in ways that obscure their worth and real importance for imperial and national literary genealogies. Doubtless, the generic qualities of epic—lengthy narrative verse with drawn-out digressive imagery (epic similes), yawn-inducing catalogues, and elaborate divine machinery—do not help its case. Because of this, the teaching of the form in fragmented, bite-sized chunks is popular and understandable. The two books under review here do not necessarily argue against this habit. Both steer clear of stale arguments that would have us (re)read and appreciate the entire works. Instead, Phillips and Altschul encourage us to think about epic in ways that are more “meta:” examining, respectively, the work that the term “epic” accomplishes in the early national North American imagination and the existence of the genre as evidence of a supposedly higher culture in a scholarly hierarchy that systematically privileges European (Spanish) tradition over colonial (Latin American) literary production.

Christopher N. Phillips, Epic in American Culture: Settlement to Reconstruction. Baltimore: Johns Hopkins University Press, 2012. 376 pp., $70.
Christopher N. Phillips, Epic in American Culture: Settlement to Reconstruction. Baltimore: Johns Hopkins University Press, 2012. 376 pp., $70.
Nadia R. Altschul, Geographies of Philological Knowledge: Postcoloniality and the Transatlantic National Epic. Chicago and London: University of Chicago Press, 2012. 264 pp., $45.
Nadia R. Altschul, Geographies of Philological Knowledge: Postcoloniality and the Transatlantic National Epic. Chicago and London: University of Chicago Press, 2012. 264 pp., $45.

In addition to convincingly executing their largely abstract, academic arguments, both books also succeed in arousing interest in the primary works that they discuss. So much so that it is worth being attuned to the possible pedagogical implications of these books: one might, taking off from Phillips, for instance, teach epics (or parts thereof) precisely for how they revise common ideas about national poetry, visual artistry, and even the great American novel: Moby Dick. My considerations below therefore consistently link both books back to pedagogy, because the connection to what goes on in the classroom helps to make the intellectual payoff of their arguments simultaneously more concrete and easier to appreciate.

At first glance, both books seem to share an interest in philology: judging by Altschul’s title and Phillips’s focus on “the changing meanings of ‘epic’ as a term as it travels from poetry to law, to art criticism, and eventually into the realm of cultural work more generally” (5). But Phillips’s study of epic is philological in the classical sense—from the Greek ϕιλολογία: the love of words and their historical meaning—whereas Altschul considers philology as the disciplines of literary and linguistic scholarship and their role within imperial and post-colonial academia. Phillips combines a natural, easy-going style of writing with considerable theoretical sophistication when discussing epic as a literary genre, a painterly style, and a rhetorical register in America from about 1700 to 1876. His command of the epic and scholarly tradition, citing examples from Homer to Whitman, and quoting John McWilliams’s 1989The American Epic alongside Wai Chee Dimock’s highly theoretical forays in Through Other Continents: American Literature across Deep Time, is impressive. More remarkable, perhaps, especially for a first book, is that he does not articulate a strong, single argument that is made by each chapter with increasing force. Instead, following Phillips feels more like taking a leisurely, guided tour through the landscapes of epic in America than participating in an adamant rhetorical debate. Although the tendency to survey sometimes obscures the stakes of his scholarship, his gentle, observant voice unexpectedly draws one in to read every single chapter, despite the best-laid plans to skip some out of the exigencies of time.

In his short, somewhat under-annotated, introduction, Phillips constructs an intellectual lineage of what he calls “my concept of how writers of epic choose their traditions— … the epic impulse— … a form of reading, with superlatively extensive annotations in the form of an ‘original’ work” (14). This impulse thus connotes writing (not necessarily epic) verse or prose in ways that continue the tradition begun by older epic works. Phillips’s choice to read for this impulse is smart and inclusive because it allows for considerations of writers like George Sandys and Phillis Wheatley, who surely contributed to the tradition of American epic in important ways, even though they never wrote one, strictly speaking. Phillips’s awareness of and honesty about the limitations of his work are also admirable: he admits to ignoring mock epic and war poetry, which may disappoint those looking forward to a contextualization of Thomas Morton’s New English Canaan(1637), Ebenezer Cook’s The Sotweed Factor (1708), or James Grainger’s Sugar Cane (1764). But his surveys compensate for such losses by incorporating Elizabeth Graeme’s commonplace book and Sarah Wentworth Morton’s poetry, works that establish more surprising vistas in the American epic tradition.

Colonial poetry is not treated as a separate category by Phillips, nor is it the area where his real interests lie. Instead, his strongest observations are on the late eighteenth and mid-nineteenth centuries—strengths dictated in part by the abundance of epic texts produced in those eras. His method and spirited defense of close reading are heartening to literary scholars, though he rarely spends more than one page discussing a single text. This habit does not facilitate in-depth readings of the (often lengthy) primary texts, but Phillips is at his best in pithy observations. His introduction is followed by a prologue, which works together with the first chapter to conduct a survey of epic in the American literary tradition up to 1800. Chapters 2 and 3, however, switch gears to provide overviews of the terms “epic” in constitutional law and landscape painting, respectively. Chapter 4 returns to literature with a consideration of epic traditions in Transcendentalism and beyond. Overall, the book seems oddly front-loaded, with large and fast reviews in the first four chapters making way for (mainly) single-author readings in chapters 5 through 8 (Cooper; Sigourney; Longfellow; Melville)—a shift that is not acknowledged or explained.

Phillips’s gift for succinct, learned remarks can be seen in his points on Wheatley, for instance. Initially, Phillips stresses her youth and desire to please and impress her male readers, writing: “it could be that the most moving thing about Patroclus’s story for Wheatley is the moment when the young hero must seek patronage, even debasing himself to get it” (29). While, later, he notes: “Wheatley more openly turned mourning into rebellion in … ‘Niobe in Her Distress’ [when she creates] a grieving, flesh-and-blood mother … This is the epic of Penelope, of Dido, of Eve, the forlorn woman whose greatness has been overshadowed by the masculine tendencies of epic narrative” (50). John C. Shields has called attention to the fact that Wheatley may have known Richard Wilson’s painting The Death of the Children of Niobe through William Woollett’sengraving of it. A close reading of this painting (or the print) would have jibed well with Phillips’s clear interest in the decorative arts.

Another talent of the author is the history of the book—a field he neither introduces nor theorizes, though he practices it particularly well. Sometimes the upshot is merely funny, as when the image of Achilles in mourning illustrates a story called “The Travelled Ant” in the 1813 A Present for Good Boys (chapter 1, p. 32). But usually it is more profound, as when a copy of the Iliad, inscribed to James Madison, establishes “Homer as a source of elite cultural capital” for the composers of the Constitution (83). Phillips also excels at helping us understand the relative cost of books or paintings, from the “extravagant” production values of Joel Barlow’sColumbiad (1808) to Benjamin West’s “epic” large-scale paintings, including Christ Healing the Sick (1811, 1817), whose price was warranted, apparently, because of their “epic” status (105).

Perhaps most surprising in Phillips’s book is the strong connection he repeatedly draws between epic, sentiment, and pre-Civil War novels. Early on, he notes “the preponderance of the elegiac in American epics … [and how] the language of mourning served to import the discourse of sentimentalism into epic” (9). This observation dramatically expands the reach and the appeal of such a difficult literary form, which Phillips traces in the The Leatherstocking Tales (chapter 5) and throughout Melville’s marginalia in others’ novels and poetry (chapter 8). Finally, I found Phillips’s take on a genre he calls “the Indian epic” (chapter 7) revelatory both for the tradition he identifies and treats as well as for how themes of death and sacrifice work toward establishing a national mythology.

Pedagogical ideas or notions on how to make maudlin poems attractive to students are hard to come by in Phillips’s work. Yet portions of the book itself, precisely because of its easygoing, surveying quality might well be taught, if only to establish some perspective on the importance and development of the genre in America. Excerpted epics might be the best way to go in the classroom, and Phillips helpfully points out the most salient bits of the works he discusses. He also makes us aware that these pedagogical dilemmas have a history of their own: “in the 1790s, many were accustomed to encountering epic poems in fragments, both in anthologies and in schoolchildren’s textbooks” (63).

Transitioning from Phillips to Altschul is easiest via the former’s fourth chapter, where he traces the philological ideas surrounding epic—that it, for instance, creates a national language as well as character—in early literary scholarship and the correspondence between Emerson and Carlyle. Of particular importance are the responses of the Transcendentalist poet Jones Very to Francis Lieber’s Encyclopaedia Americana (1829-33), showing “the adoption of German academic methods within a nationalistic American culture” (143). Altschul picks up where Phillips leaves off by describing how Latin American linguistic and literary scholarship (mainly of epic poetry) were also intertwined with nationalist aims in the nineteenth century. In order to critique this association, she turns to “the particular criollo medievalism [medievalism practiced by Latin America-born scholars]… of a foundational nineteenth-century figure: the Venezuelan grammarian, editor, political, and legal scholar Andrès Bello (1781-1865)” (5).

Altschul thus immediately gives her project the kind of argument that Phillips’s book lacks. Yet in the process of stating and refining her aims, she sacrifices intelligibility—especially for those outside her direct field. My difficulty understanding her book may well stem from my ignorance of Latin American scholarship—judging by its blurbs, for instance, the book is “compelling [and] highly readable”—yet even my years-old familiarity with Walter Mignolo’s idea of the coloniality of knowledge did not adequately prepare me to follow Altschul’s reasoning. But instead of dwelling on the difficulties posed by the book, I will try to summarize and respond to her prose as best I can, merely noting how, in comparison, the meticulous and seemingly effortless clarity and sagacity of Phillips’s writing shines very brightly indeed.

At its core, Altschul’s project concerns philological scholarship, which includes literary criticism avant la lettre, and how it has sought to devalue colonial ways of knowing as opposed to European paradigms of accomplishment. This last judgment is what Mignolo has called “coloniality of knowledge,” and Altschul uses his idea alongside “Johannes Fabian’s notion of ‘the denial of coevalness'” (10). Fabian’s concept is enlightening and applies to colonial circumstances as well as later national situations in that “postcolonial lands were considered ‘stuck’ at a prior historical time, living in the never-ending past, while Europe was a historical and thus changing society that had progressed into the realm of modernity and the future” (10). Here, I immediately thought of the Smurf-blue prehistoric Picts that John White placed as contemporaries to Virginia Algonquins in his watercolors from the 1580s alongside Philip Amadas and Arthur Barlow’s suggestions that Native Americans still lived in Ovid’s Golden Age. This impulse to pronounce subjugated populations as somehow earlier than European societies made the colonized seem simultaneously innocent, ignorant, and in need of imperial updating, so to speak.

These prejudices are relevant because Altschul wants to think through how postcolonial scholars set about historicizing their past. She does so by looking at so-called “Occidentalist resistances:” “a form of struggle with coloniality that is carried out from within an Occidentalist frame of mind, [meaning] the cultural self-understanding of the Americas as an extension of Europe” (13). This attitude is obviously conflicted: while it negates agency on the part of Americans (which are, after all, “stuck” Europeans-to-be), it nevertheless problematizes the wholesale valuation of European ways of knowing. Altschul investigates “post-independent criollos” who are, significantly, also “postcolonial subjects.” This emphasis is new and fills a void in Latin American scholarship, which has previously been concerned mainly with “the relationships of Europeans (or their descendants) vis-à-vis the populations of indigenous and African origins” (15).

Altschul’s book looks at creole postcolonial literary scholarship as it speaks to and positions the author(s) with regards to Spain. Her lengthy introduction provides a focused overview of theories of postcolonialism in Latin America, although I could not always discern what exactly her contribution was to concepts such as settler postcolonialism. She describes her methodology as “kaleidoscopic, which means that a key element will be turned around and observed from assorted angles in order to extract different facets of meaning” (24). I found this approach both mesmerizing and, at times, myopic, but Altschul does expand her perspective from Bello by including other scholars as well: María Rosa Lida, Ferdinand Wolf, and Gaston Paris. Although I initially sorely missed treatments of primary literary texts in this book, it should be noted that such close readings would simply not fit Altschul’s objective. She is interested in the history of medievalism and in drawing out the politics and aesthetics of that field—an entirely legitimate intellectual pursuit. It remains, however, difficult to conceptualize how her argument applies to North America because, first, medievalism was not a major scholarly preoccupation in the nineteenth century (to my knowledge); and second, because postcolonialism does not lend itself unproblematically to the study of North American history.

Altschul’s book consists of three clear parts: on the coloniality of Hispanic American philology; on metropolitan philology and the settler creole scholar; and on medievalist Occidentalism. These three parts are subdivided into two chapters each. Epic is central to three chapters (3, 4, and 5), the latter of which most immediately engages Bello’s scholarship, showing “specific instances of Occidentalist resistances … in a group of Bello’s scholarly and literary engagements … connected through epic nationalism, such as the Poem of the Cid, La Araucana, and his ‘American Silvas'” (27). Alonso de Ercilla y Zúñiga’s La Araucana (1569-89), which relates the start of the hostilities between the Spanish and the Mapuche in what is now Chile, is often fragmentarily included in anthologies of early American literature, which is why I turn to its treatment here.

In Altschul’s penultimate chapter, she interestingly releases her rhetorical hold, admitting that her work complements Mary Louise Pratt’s readings of Bello in Imperial Eyes and citing at length from Pedro Grases’s biography. Altschul argues that Bello’s changing ideas of epic stem (in part) from the need for differentiation between the newly independent Latin nations. Unlike his contemporaries in Argentina, Cuba, and Chile, Bello did not turn to colonial texts to invent a national literary tradition, but was instead heavily invested in a posited connection between classic epics and medieval heroic narratives which, he claims, shaped later Latin American traditions. Here, Altschul proceeds lucidly and systematically, unearthing Bello’s “surprising definitional fuzziness” (151) and helpfully contextualizing his writing on El Cid with those on La Araucana. Yet, even for someone (like myself) who has read that entire epic with great interest, the discussions of it do not come alive. Altschul’s own points, however, are convincingly presented.

Connecting Altschul’s argument to pedagogy is difficult, but not impossible. Rather than invite students to think through the intricacies of postcolonial or Occidentalist scholarship, I imagine that the idea of nationhood might prompt more discussion. The epics appear in Altschul’s work to illustrate different kinds of national affiliation, and they serve this purpose well. For more advanced students, inviting them to read and evaluate dated scholarship might provoke debates on what is acceptable in academic evidence and methodology. More directly relevant to Altschul’s work is the question of what exactly epic, as a genre, has meant for ideas of national literatures, language, and character. Despite the occasional hiccups in my comprehension of her work, she adds to our understanding of the genre’s implications, which Phillips has immeasurably enlarged.


Joanne van der Woude is the Rosalind Franklin Fellow and an assistant professor of American Studies at the University of Groningen in the Netherlands. Her first book, Broken Beauty: Affect and Aesthetics in Colonial America, is under consideration at the University of Pennsylvania Press. Her second project focuses on heroism and sacrifice in New World poetry




“The man that isn’t jolly after drinking is just a driveling idiot, to my thinking”

As an undergraduate at Wake Forest University, I joined the Delta Kappa Epsilon fraternity. While I appreciated little of the national fraternity’s history, I was always curious about the remnants of its nineteenth-century heritage that persisted in songs, stories, and symbols. As per one song, a DKE was to be a “gentleman, scholar, and jolly good-fellow,” but beyond some hearty drinking, I never quite grasped what a jolly good fellow should be . . . until now. Richard Stott’s Jolly Fellows sheds light on late eighteenth- and nineteenth-century jolly fellowship—”that male comportment that consisted of not just fighting but also heavy drinking, gambling and playing pranks” (1)—as well as the physical contexts in which it was performed.

Stott begins in the tavern, the eighteenth-century epicenter of jolly fellowship and, well into the 1800s, increasingly the target of critics who condemned the disorder of male culture. Stott seems to date jolly fellowship to pre-modern Europe and colonial America, but as the quote in the title of this review indicates, even Euripides grasped the relationship of jolly fellowship and alcoholic consumption. The impetus of an “American” version of jolly fellowship, however, was “service in the American army during the Revolution [which] had stimulated drinking, gambling, and unruly behavior in general” (9). Throughout the 1810s, both whites and blacks participated in this unruliness, which Stott considers the natural state of men: “Such behavior required no explanation; it was just the way men were” (63).

Gambling, fighting, drinking, and pranks became symbolic of jolly fellows’ reaction to reformers’ efforts, and the gentility and middle-class values that reform represented.

In response to the excesses of manly disorderliness, some Americans attempted to reform jolly manhood into “subdued manhood” by promoting self-governance over self-expression. The rise of reform frustrated men who “were caught in the transition between an age when male revelry was customary and an age when manly respectability was the standard” (93). Pockets of jolly fellowship persisted, particularly in cities and on the frontiers where men remained undisciplined and unruly. Stott explores New York’s Bowery and the California Gold Rush as evidence of the most extreme pockets, but he also includes military action as outlets for unruly manhood: “The incentive [to escape the tedium of everyday life] may have been especially important in the Mexican-American War because the personal moral reforms of the previous thirty years had for many men robbed everyday existence of some of its zest” (131).

Gambling, fighting, drinking, and pranks became symbolic of jolly fellows’ reaction to reformers’ efforts, and the gentility and middle-class values that reform represented. Popular entertainment in the forms of southwestern literature and minstrelsy embraced the imagery of jolly fellowship and inspired a new generation of men to resurrect it in the Wild West of the 1870s. Many of this new generation of jolly fellows—sportsmen who promoted themselves as hunters, gamblers, and adventurers—made it a professional pursuit.

But in the 1880s and 1890s, reform movements that had been stalled by the Civil War and Reconstruction found new energy, and by the turn of the twentieth century, jolly fellowship was widely proclaimed dead by men like Teddy Roosevelt who mourned its loss. It found expression in vaudeville, literature, and newspaper cartoons, instilling in American culture an appreciation for the bad boy even as the bad boy disappeared. The new expressions complicated manliness by drawing upon racial comparisons; vaudeville in particular tried to preserve the remnants of white jolly manhood by mocking black manhood.

Jolly Fellows provides a solid narrative of the decline of jolly fellowship in nineteenth-century America, and Stott clearly researched deeply in the primary sources. The book is chock-full of humorous and insightful anecdotal stories. But in many ways, I find this to be a very frustrating book. Evidence of the persistence of jolly fellowship is situated in New York City and the Wild West, but evidence of rejection of reform is drawn primarily from popular culture originating in the South. The text abounds with anecdotes, but the reader is left craving analysis. And while it is a book about men, it has little new to say about masculinity.

The incongruence between jolly fellowship in the cities and on the frontiers and the critique of reform that emerged in the South may not seem significant. After all, southwestern literature and minstrelsy expanded beyond the South. Still, I found it curious that Stott spent so little time on the South, particularly given the flurry of scholarship on southern men over the past decade. And I find it even more difficult to reconcile the anxieties over southern manhood expressed in those popular entertainments with the challenges to urban and frontier manhoods. As John Mayfield demonstrated, southwestern literature specifically reflected southern anxieties over shifting economic cultures and social contexts. Such an interpretation may have been applied more broadly to the national scene, but the possibility of joining regions in a common American crisis of manhood is never explored by Stott.

This is just one example of the lack of analysis throughout the book. Over and again, I found myself saying out loud, “but why?” Many of the questions that Stott raises early for the reader should have pushed him toward more analytical insight: “Where did it [jolly fellowship] originate? Was it natural, biological? Why drinking, fighting, gambling, and pranks? And then what happened to jolly fellowship?” (2). Only the last question is truly addressed, but even this conclusion—that moral reform movements (primarily the temperance movement) and a quest for respectability ultimately did in jolly fellowship—just does not satisfy, and seems rather tepid when compared to more nuanced narratives about refinement and social change presented in the works of Bruce Dorsey, Karen Halttunen, and John F. Kasson.

The weakness of analysis must be attributed partly to this underuse of the historiography related to reform, but there are also notable historiographical gaps in masculinity studies. Men’s history has exploded over the past decade, but Stott’s citations do not indicate any works since 2003. Scholarship by John Mayfield, Lorri Glover, Jennifer Green, Diane Barnes, Robert Pace, Thomas Foster, and those who contributed to edited collections on southern manhood and southern masculinity would have directly complemented Stott’s narrative, but he employed none. Even Amy Greenberg’s excellent Manifest Manhood and the Antebellum American Empire (2003) is underemployed, used simply to support Stott’s interpretation of filibusters and neglecting the larger significance of Greenberg’s model of martial manhood versus restrained manhood.

Stott quite successfully teases the reader with provocative (and potentially important) ideas, but he consistently leaves the reader with few answers. For example, of California miners he writes that male camaraderie “was accompanied by brutality toward people of color” (145). He follows with some discussion of fighting and violent pranks that evidence this statement. But he does not engage why gender and race became intertwined in this manner. Indeed, early in the book, white and black men seem similarly engaged in jolly fellowship, so this shift is rather significant, particularly since near the end of the book, Stott draws a direct line to the practice of lynching: “If northern audiences could watch blacks being dismembered on stage, southern whites could enjoy the real thing” (180). Why did anxieties over the loss of (white) jolly fellowship manifest in racialized ways?

The intersection of race and gender is tantalizingly woven throughout the text, but never explored. “Miners viewed California as a land where white women were so few as to be inconsequential” (136; italics added), Stott writes, suggesting that the absence of white women equated with an absence of moral suasion. But what of Hispanic, Native American, and Asian women? Was their presence inconsequential to the performance and reinforcement of jolly fellowship? Early in Jolly Fellows, Stott makes clear that the male milieus he chose to examine were womanless or nearly womanless, but the Bowery, the Wild West, the mining camps of California, the lumber camps of the upper Midwest, the Mississippi River’s boatmen culture, and the taverns of the Revolutionary era all had women, just not necessarily white women. It seems to me this is a notable oversight because alongside drinking, fighting, gambling, and pranks, one must also recognize the critical role of sex in jolly fellowship, a topic that received less than one-half page of attention.

Most frustrating, however, is that while Jolly Fellows is a book about men, it has little new to say about masculinity. The prevailing narrative of nineteenth-century American manhood found in Rotundo, Kimmel, and Bederman among others is one in which refinement and religion revised and softened manliness. Stott attempts to impose that narrative onto his story. But, in fact, Stott successfully demonstrates a different narrative: that, despite nineteenth-century reform efforts, jolly fellowship grew stronger in places like the West and the Bowery, gained notoriety and popular support in American culture, and, according to the conclusion, persists even today (even without the emphases on fighting and gambling). Unwilling to critically challenge the prevailing narrative onto his story, Stott missed an opportunity to offer a counter-narrative to our understanding of American manhood, one in which reform fails in many ways, subdued manhood does not become hegemonic, and jolly fellowship remains a powerful form of manhood.